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Is Sustainable Development Feasible?
State of the Planet 2006
Is Sustainable Development Feasible?
State of the Planet 2006
Keynote Speakers: Jeffrey D. Sachs (Columbia University), Mark Malloch Brown (United Nations), John Coomber (Swiss Re Group), and Peter Singer (Princeton University)Presented by the New York Academy of Sciences and The Earth Institute at Columbia UniversityReported by Christine Van Lenten | Posted August 22, 2006 Overview
The question posed by The Earth Institute's fourth biennial State of the Planet conference, "Is sustainable development feasible?," evidently resonated forcefully among the burgeoning communities concerned with sustainable development issues: it drew more than 1300 people to Columbia University in March 2006 for a two-day, international, marathon event that featured twenty-four speakers, four of them keynoters, and five panel discussions.
The fuller question is whether the following goals can be met together, as a set, over time: that conditions improve for the five-sixths of humanity that lacks the developed world's material advantages—and particularly for the roughly one billion people living in extreme poverty; that people in developed nations continue to enjoy material progress; that development be achieved without damaging the natural systems that sustain all life; and that these goals be met as the world's population—now 6.5 billion and projected to reach 9 billion by 2050—grows.
Among the questions posed at this conference: How can research protect and provide resources for energy, water and biodiversity, particularly as they are affected by or contribute to climate change? What are the strengths and weaknesses of global governance in tackling issues of sustainable development? What are the strengths and limits of free market mechanisms versus government regulation in achieving sustainable development? Will societies, with all of their complex social, cultural and religious components, need to modify their behaviors to achieve sustainable development?
Use the media tab above to find a meeting report, slides, and video. Speakers include:
Jeffrey D. Sachs (The Earth Institute, Columbia University) Mark Malloch Brown (United Nations) John Coomber (Swiss Re Group) Peter Singer (Columbia University) Ismael Serageldin (Library of Alexandria in Egypt) Dato Lee Yee-Cheong (World Federation of Engineering Organisations) Tim Palmer (European Centre for Medium-Range Weather Forecast) Steven E. Koonin (BP) Frank Rijsberman (International Water Management Institute) Carol Bellamy (World Learning) Jomo Kwame Sundaram (United Nations) Rajendra Pachauri (The Energy and Resources Institute) Eric V. Schaeffer (Environmental Integrity Project) George Kell (United Nations Global Compact) Abby Joseph Cohen (Golman Sachs & Co) Joseph Romm (Center for Energy and Climate Solutions) Stuart L. Hart (Cornell University) David J. Refkin (Time, Inc.) Amy Davidsen (JPMorgan Chase) Joel E. Cohen (Columbia University) Sir Partha Dasgupta (University of Cambridge) Johan Rockström (Stockholm Environment Institute) Parker Mitchell (Engineers Without Borders, Canada) Andrew P. Dobson (Princeton University)
Introduction
One four-word question packs the house
The question posed by The Earth Institute's fourth biennial State of the Planet conference, "Is sustainable development feasible?," evidently resonated forcefully among the burgeoning communities concerned with sustainable development issues: it drew more than 1300 people to Columbia University in March 2006 for a two-day, international, marathon event that featured twenty-four speakers, four of them keynoters, and five panel discussions. The speakers, experts at the top of their fields, came not only to contribute to but to learn from the proceedings. No one person could command the breadth of knowledge that was pooled.
Although the conference, which was cosponsored by the New York Academy of Sciences, was held at a university, this was no academic gathering. Together, the speakers' stature, the searching agenda, and the sustained seriousness of purpose located the proceedings squarely in the public forum, the realm in which actions, and inactions, have grave real-world consequences—in this case, for present and future generations and other forms of life around the globe. If planet Earth had a Board of Directors, this might have been its biennial meeting.
The bad news announced by Jeffrey D. Sachs, director of The Earth Institute, at the outset of the conference came as no surprise: the world is "on an unsustainable trajectory," he said. Given this, could sustainable development be feasible?
What is the question?
The question that drove State of the Planet 2006 can be stated as it was classically defined in a 1987 report produced by the World Commission on Environment and Development:
Can we pursue development "that meets the needs of the present without compromising the ability of future generations to meet their own needs?
But this simple-seeming question conceals exceedingly complicated issues. The fuller question is whether the following goals can be met together, as a set, over time:
- that conditions improve for the five-sixths of humanity that lacks the developed world's material advantages—and particularly for the roughly one billion people living in extreme poverty
- that people in developed nations continue to enjoy material progress
- that development be achieved without damaging the natural systems that sustain all life
- that these goals be met as the world's population—now 6.5 billion and projected to reach 9 billion by 2050—grows
These goals converge with another set of goals that were cited by a number of conference speakers: the UN Millennium Development Goals (MDGs). Adopted in 2000, they constitute the international community's historic commitment to addressing extreme poverty in its many dimensions by establishing quantifiable goals and a timetable for meeting them. The UN Millennium Project was commissioned in 2002 to develop a concrete action plan for achieving them. The difficulty of achieving the interim targets for the year 2015 is an index of how stubborn and complex are the interrelated problems the project is tackling.
Jeffrey Sachs directs the Millennium Project, and Earth Institute staff contribute to its work. The institute's own research programs directly address issues related to sustainable development. Thus, in designing the State of the Planet 06 conference, institute staff were keenly aware of the complexities their ambitious conference would encompass. To provide handles on them, they anchored the agenda in these four sessions:
- Research and Ingenuity
- Developing Effective Institutional Structures
- Tapping into Market Forces and the Economy
- Challenging Behavioral Patterns and Perspectives
Collectively, participants were asked to think about the world as a system. What forces are now in play? What will happen if current trends continue unchecked? How might destructive trends be altered, and positive trends accelerated? What developments show promise? What changes are achievable?
Over the course of two long days, a wealth of information, knowledge, and insight accrued.
Jeff Sachs opens with straight talk
As director of both The Earth Institute and the UN Millennium Project, Sachs is well positioned to survey the globe, and he's an incisive analyst and lucid communicator, to boot. In a riveting keynote address, he pulled no punches. At present, he stated flatly, "We're not on a course of sustainable development; we're not even close ... Every major ecosystem on the planet is under profound stress." This should be the issue most talked about in our public life, because "it is right at the core of ... our survival and our future prospects." As developing nations consume ever more resources and Earth's population grows, these problems grow more acute.
Aid to the poorest of the poor "is pure win-win."
While economic development is benefiting countries such as China and India, he explained, we're failing miserably to help the poorest of the poor, particularly in Africa, where living conditions are worsening. Yet, aid to them "is pure win-win":
- It will ease stresses on the environment. To try to meet basic needs, the poorest people are driven to deplete ecosystems.
- It will diminish the likelihood of violence and civil wars rooted in competition for scarce resources.
Not to mention the humanitarian goal of alleviating suffering. For Sachs, this is a personal crusade; his 2005 book, The End of Poverty, is a clarion call to end poverty worldwide by 2025.
The many faces of environmental destruction: A river chokes with rubbish, particularly discarded plastic bags. Nearby residents pollute the air with dark plumes of smoke as they burn wires and circuit boards from imported obsolete computers to extract copper. © 2005 Mike Anane, Courtesy of Photoshare.
What must we do to achieve the goal of sustainable development? Modify our technologies, our institutions, and our values, Sachs insisted. Regarding technology, the major challenges are these:
- "decarbonizing" energy, to create a sustainable energy system
- finding ways to grow food that avoid deforestation, destruction of the world's fisheries, and the harmful impacts of nitrogen fertilizer and aquaculture
- developing a global health surveillance and management system
- managing ecosystems, such as watersheds, holistically
"Politics is central" to achieving this, Sachs said, but today "we have almost no politics on this issue. We're fighting all the wrong wars." We haven't even started to fight the wars on poverty, disease, and environmental degradation.
The gap between science and society "is profound and extraordinarily dangerous."
Moreover, he observed, the gap between science and society "is profound and extraordinarily dangerous ... These [issues of sustainability] are scientific problems first and foremost. We will require massive improvements in science and technology" and their applications, if nine billion people are to live better lives. Without improvements, "we'll have war and violence and benighted global disarray."
That the current U.S. government is "scientifically antagonistic" is a temporary problem; far more seriously, "we don't have a government that can absorb the science." Working at the interface of science and policy demands expertise that political leaders and senior civil servants lack.
Nations must collaborate; no one country can solve what are global-scale problems. Indeed, governments alone can't solve them, Sachs cautioned. A new kind of politics is needed, one that's "much more networked, more multisector; not just elected officials."
In addition, he urged, institutions must "look after ... future generations more systematically." At present, "our capacity to diminish future possibilities is really astounding." What's at stake is the global commons—"the atmosphere, biodiversity ... the heritage of the whole world." We must learn how to manage it. A population of 7.5 billion, not 9 billion, will make this easier.
Issues of sustainability "will be at the very core of our geopolitics," Sachs predicted, and will intensify dramatically. Issues like the war against terror and Islamic fundamentalism are "a distraction and misunderstanding" that have "almost nothing to do with basic challenges we face on this planet."
The conference takes off
With Sachs's keynote ringing in all ears, the speakers proceeded to illuminate the nature, scale, and severity of the problems besetting the planet, the intimate interdependencies that make them so difficult to untangle and solve, and some approaches that hold promise. The tenor was, by turns, earnest, frustrated, urgent, and sometimes optimistic.
The world's "business as usual" scenario holds grave dangers.
Recounted later, some points urged by speakers might seem familiar and obvious—even tired; for example, that leadership is needed, extreme poverty must be ended, education vastly extended. But cumulatively the speakers' talks and panel discussions drove home the fact that the world's "business as usual" scenario holds grave dangers for the human race and other forms of life. The full force of those old, familiar points resounded, and new ones rang true, too.
As the conference progressed, the question "Is sustainable development feasible?" came increasingly to seem an excessively polite way to phrase a constellation of raw, urgent questions. And at times it seemed that multiple conferences were under way at once, so vast was the range of subjects. Surely each attendee came away with a different set of messages. As Sachs said in his closing remarks, "There is no single, simple summing up."
Among important points made at the conference were these:
Crosscutting issues
- Economics must take into account the natural capital we consume. People everywhere need to learn how their consumption affects our life-support systems.
- Habitat is being lost to deforestation and desertification; massive species extinction is under way; soil is being degraded; chemical fluxes are being altered. Climate change is affecting ecosystems, with consequences for zoonotic diseases.
- As webs of intricate interdependencies, ecosystems must be managed holistically.
- The MDGs should be revisited in light of concerns about energy and ecological impacts.
- While science and technology are needed to solve problems, we can't wait for them to bail us out. Problems are too grave and urgent.
- The U.S. government is a laggard on sustainability issues and in foreign aid.
Poverty
- One billion people lack access to clean drinking water; 2.4 billion, to safe sanitation.
- Tens of thousands of people, many of them children, die each day from preventable, poverty-related causes. Africa's problems are most acute. To not act to prevent these deaths is morally wrong. Period.
- How to rapidly scale up successful approaches to alleviating poverty is one of the great challenges.
- Population growth will increase demand for food and for the freshwater needed to grow it. Climate change will aggravate water scarcity in some areas where poverty is already acute. Exploiting rainfall with water storage and simple irrigation techniques can yield "more crop per drop."
- Aid must be tailored to local conditions. To help poor people adopt better farming practices and technologies at hand, their behavior must be understood.
- Corporations can collaborate with people "at the base of the pyramid" to create new enterprises that meet local needs and generate income.
- The IMF and World Bank haven't achieved important development goals. Trade liberalization hasn't benefited the poorest nations. But economic development alone is inadequate; income redistribution must be addressed.
Climate, energy, government, and market forces
- Climate change is accelerating, with alarming consequences. Voracious demand for energy driven by development and population growth—notably, in China and India—will increase consumption of fossil fuels, especially coal.
- Technology will be central to meeting clean energy goals, but governments must act to stabilize climate, now.
- Governments must sharply cut CO2 emissions from power plants and set stringent vehicle fuel-economy standards. Business increasingly seeks the certainty of carbon caps.
- Market-based emissions trading schemes require strict verification and enforcement to succeed. For business, climate change presents large risks and opportunities.
Climate change is accelerating, with alarming consequences.
Overall, consensus seemed universal that the planet is in serious trouble: the status quo isn't sustainable; fundamental change is needed; the hour is late. A heartening theme was that some market forces—which are, as Sachs observed, "powerful tools for mass scalability of solutions"—are emerging as a force for good. Businesses, investors, and consumers are increasingly responding to and pursuing environmentally and socially responsible goals.
And the conference itself was a manifestation of the positive forces at work in the world and of the tremendous recent advances in knowledge across the sustainability agenda—underscoring Sachs's point that successfully meeting challenges depends in large measure on the capacity of institutions to absorb this knowledge and act—swiftly, decisively, effectively.
As many conference speakers stressed, success also depends on the willingness of individuals, in both the developing and developed worlds, to change their own behavior. Will people limit the size of their families? Will poor farmers adopt practices that can greatly boost crop yields to meet growing demand for food? As people transcend poverty, will they eschew the destructive patterns of consumption that developed nations practice? Will affluent consumers moderate their ravenous consumption? Will they, as citizens and moral agents, extend more help to the poor?
A young boy carries a bucket through piles of trash in Kibera, Africa's largest slum in Nairobi, Kenya. Credit: © 2006 Felix Masi/Voiceless Children, Courtesy of Photoshare.
And, a question not posed by the conference, as more and more of the world's poorest people migrate to, and are born in, "megacities," how will those cities—many already overwhelmed— meet basic human needs and manage environmental impacts?
Revisiting the question
State of the Planet 06 threw into high relief the fact that achieving sustainable development will test the human race's celebrated ability to adapt and innovate—and test it on a scale so vast and a timetable so compressed, and with a set of challenges so fiendishly complex, as to aggravate the difficulty by orders of magnitude.
Change may not be linear; uncertainties are huge.
Moreover, the world we must both adapt to and try to shape is risky and changing fast—and perhaps not in a linear fashion. Climate change may not be linear; ecosystems may collapse abruptly. Some changes, like the loss of species and the melting of polar ice caps, are irreversible.
And as always, a wildly distracting set of wild cards is sure to be in play, such as violence in the Middle East and concerns about Iran's and North Korea's nuclear capabilities. Terrorists may strike, with consequences that cannot be foreseen. (A mortal blow to the electric grid would change everything.) Major natural disasters will certainly occur. (The long-dreaded buckle in the San Andreas fault?) A pandemic could sweep the globe.
Uncertainties are huge.
But this is not uncertain: human life will change. One reading of the conference's content suggests that the polite question of whether sustainable development is feasible could be restated this way:
Will our current way of life be radically disrupted by its inevitable consequences? Or will we radically reshape it, to achieve a more equitable global society that lives in balance with nature?
Sachs put it more bluntly in his closing remarks:
Can we have a transformation that achieves sustainability without a wrenching sense of decline or discord in societies, resulting from massive retrenchment of material activity?
That, he said, remains an open question, and it is "perhaps the central research question of The Earth Institute."
Editor's note: About this eBriefing
This eBriefing is designed to both summarize and supplement the State of the Planet 06 conference.
Summaries of conference keynote addresses, talks, and panel discussions link to corresponding transcripts and video posted on The Earth Institute's web site.
Information about speakers includes biographies and links to web sites and, in some cases, their publications.
The eBriefing also offers a rich set of open questions prompted by the conference and an extensive, annotated list of information resources.
Each section of the eBriefing is organized around categories that best reflect its specific content. Thus, Meeting Report session topics and categories within Report Highlights, Open Questions, and Resources differ.
The eBriefing tracks the conference agenda, with these exceptions: Jeffrey Sachs's keynote address is summarized in the Overview above; Mark Malloch Brown's keynote is summarized in Developing Institutions; John Coomber's keynote, in Market Forces; Peter Singer's keynote, in Challenging Behavior. Jeffrey Sachs's closing remarks on Days 1 and 2 are summarized in Summing Up, along with the Summation panel.
Christine Van Lenten is a freelance writer who has written about public policy issues and technical and scientific subjects—many of them in the environmental field—for federal and state agencies, nonprofit organizations, and private sector firms.
Research & Ingenuity
Five speakers addressed the agenda question posed for Session One:
How can research protect and provide resources for energy, water and biodiversity, particularly as they are affected by or contribute to climate change?
Ismail Serageldin, Director of the Library of Alexandria in Egypt, offered a wide-ranging survey of how research and technology, including information technology, can bolster not just capital in the form of manmade assets, but natural, human, and social capital, too.
Dato Lee Yee-Cheong, Co-coordinator of the UN Millennium Project's Science, Technology and Innovation Task Force, contended that building indigenous human resources and institutional and enterprise capacity "boils down to education." He urged that education in developing nations be greatly strengthened, at all levels, and that universities in developed nations mobilize to further sustainability goals.
Tim Palmer, Head of Probability Forecast Division, European Centre for Medium-Range Weather Forecast, explained the probabalistic nature of climate modeling, summarized some alarming predictions, and reported on promising new applications of near-term climate modeling, most notably as a tool to control malaria.
Steven E. Koonin, BP's Chief Scientist, examined factors that will shape our energy future: demand for energy, supplies of fossil fuels, concerns for energy security, and environmental impacts. He sketched questions that should be posed in evaluating technology options and what the leading options for reducing carbon emissions are.
Frank Rijsberman, Director General of the International Water Management Institute, urged far greater investment to meet the developing world's urgent need for safe drinking water and sanitation. He also urged that the 60% of rainfall that does not flow into rivers and groundwater be exploited for agriculture in water-stressed regions, through such means as expanded use of water storage in Africa.
After making individual presentations, the speakers assembled for a panel discussion.
Using the knowledge we possess
Speaker: Ismail Serageldin Director, Library of Alexandria in Egypt
"Mobilizing Research and Ingenuity for Sustainable Options"
As befits the director of a library, Ismail Serageldin examined how we can capitalize on the knowledge we possess to achieve sustainability. If we don't act, he predicted, "the science will not happen, the technology will not be deployed, and the outcomes we wish for are not going to come about."
The classic definition of sustainability, he argued, is "impossible to operationalize"; we can't define a path on the basis of "needs." What do affluent people, who account for 85% of the world's consumption, "need"? Rather, sustainability means giving future generations as many opportunities as we have, if not more.
"Capital" includes not just manmade assets, but natural, social, and human capital. These four kinds of capital are partially substitutes, partially complements; the mix may change over time. Policies should reflect what studies have found: "the bulk of real wealth is in human and social capital. Therefore, investing in ... the well-being of the poor is important." Very small investments can boost well being and life expectancy.
Impacts on natural capital can be reduced through judicious use of research and technology, to "reduce the input per unit of output." The convergence of biotechnology, information technology, and nanotechnology holds promise. In developing nations, population growth will tax agriculture, "the primary interface between humans and the environment." Use of land, water, fertilizer, and pesticides will grow even more intensive. "We must transform this technology." Food production now requires an average of 2700 liters of water a day. Above all, "we need more crop per drop." Properly timing the irrigation of rain-fed land and reusing treated wastewater can help.
Genomic science must benefit the poor.
So can genetically modified crops, like super upland rice. "We will soon be assembling genomes like Lego sets." This science must benefit the poor, Serageldin insisted.
Replacing chemically based industrial processes with biological processes can reduce toxic wastes. Biodegradable products, renewable resources, energy efficiency, recycling, waste reduction, and biodecontamination will reduce our ecological footprint. Mapping relationships among species can help conserve ecosystems; for example, through biocontrol of pests and diseases.
Information must be accessible to the poor; the Internet can help them learn. Communication technology can promote social capital. Creativity will flourish as people in developing nations connect to global knowledge—"a big transformation."
"We've produced more information in 30 years than in 5000," he observed. We need to organize it into knowledge, and "transform that knowledge into wisdom." Libraries can contribute to this. To achieve the goal of "50x15"—connecting 50% of the world to the Internet by 2015—interoperability and common standards are imperative; government must provide the framework. Digital libraries are being built. "I'm hoping they will contribute to spreading ... the [sustainability] message."
"So I demand all knowledge accessible to all people at all times," this librarian declared. This requires surmounting huge cost barriers. Harnessing science, research, and ingenuity can help increase the four kinds of capital. But the divide in science and technology capacity between rich and poor will probably increase unless some research is redirected. Above all, "we need to translate rhetoric into action."
Translating ideas into action
Speaker: Dato Lee Yee-Cheong President, World Federation of Engineering Organisations 2003-05; Co-Coordinator, UN Millennium Project "Science, Technology and Innovation" Task Force; Senior Fellow, Academy of Sciences Malaysia
"Science, Technology, and Innovation for Global Sustainability through the Millennium Development Goals"
"The MDGs have been adopted by the largest gathering of global political leaders, and supported by the highest global science, engineering, and technology organizations," Dato Lee Yee-Cheong observed. "May I please urge everyone to stop talking and start doing? Today, the talking never stops and the doing rarely starts." He proceeded to sketch some practical ways of working toward realization of the MDGs.
Two-thirds of the human population hasn't benefited from advances driven by science, technology, and innovation, he reminded his listeners. Of the recommendations of the Millennium Project task force on Science, Technology and Innovation that he co-chaired, the most important, he said, is that achieving the MDGs and scaling up economies requires basic infrastructure; indigenous, small and medium enterprises; and local operational and maintenance technicians. "I'm not even talking about engineers."
The most urgent focus must be on indigenous human resources and institutional and enterprise capacity building, which "boils down to education." Policymakers must realize that science per se doesn't create wealth; translating science into technology that's accepted by the marketplace does. "Turning out innovative and entrepreneurial graduates must be the mission of universities in developing countries."
"Commit your university, your department, to carry out an MDG project immediately."
Academics must be good communicators, with experience in industry and the marketplace. They should have demonstrated community service, "so they can be caring teachers." Universities must graduate job creators rather than job seekers. Undergraduate incubators can help students "venture into knowledge-based enterprises suited to the needs of the economy" and as fertile recruiting grounds can attract industrial support. A positive trend is the blossoming of "engineers without borders" in university campuses, especially in Canada and the United States.
To everyone within a university, Yee-Cheong posed this challenge: "Commit your university, your department, to carry out an MDG project immediately."
Nurturing innovative minds must start early, he stressed; hands-on, inquiry-based, primary school science education is important, not so much to turn children into scientists, but to help them learn to doubt and to question. It's the basis for good citizenship; as voters, they'll understand the importance of science and technology. But enrollment in science in secondary schools and universities in the developing world is declining—indeed, there's an "aversion to science and technology," especially in Islamic countries.
Investment in basic scientific research must be coupled with economic development to avoid a worsening brain drain. China is graduating 600,000 engineers a year; India, 300,000; the United States, 60,000. Countries in Southeast Asia can tap into this talent pool. Governments should make the mobility of science and technology professionals a priority.
"If we can achieve the MDG first, then we can solve the problem of sustainability—provided all of us who are scientists, engineers, and technologists do something ourselves. There's no time to lose," Yee-Cheong urged. He himself has engaged the U.S. Army Corps of Engineers as a catalyst to enlist Kenya's idle military engineering capability in a badly needed irrigation project in Kenya, which is suffering from famine due to drought.
Putting near-term climate modeling to work
Speaker: Tim Palmer Head of Probability Forecast Division, European Centre for Medium-Range Weather Forecast
"Climate Prediction on Timescales of Seasons to Decades: A Requirement for Sustainable Development in the 21st Century"
Working on the frontiers of one of the most complex of all sciences, Tim Palmer reported on its practical near-term applications, and he predicted that "as climate becomes more and more extreme, our ability to make shorter-range predictions will become an important aspect of sustainable development."
The key word is "probability."
Earth's atmosphere is "incredibly complex and complicated, even chaotic," he explained, a nonlinear, dynamical system. Using the technique of ensemble climate forecasting, scientists run climate models many times, with different initial conditions and different model approximations. These runs produce quantitative risk assessments of how increased warming due to rising levels of CO2 in the atmosphere increases the probability of drought, flood, heat, or cold, with estimates of uncertainty. The key word is "probability."
By the end of this century, under a business-as-usual scenario, levels of CO2 will have doubled over pre-industrial values, Palmer said. An ensemble of global climate models (made for the IPCC fourth assessment) shows startling increases in the probability of extreme occurrences each year from the 20th century to the end of this century:
- Across the globe, the probability of very warm years rises from 5% to 90% or 100%. In the summer, the Arctic will be ice free, with implications for the survivability of polar bears and other Arctic species. If the Greenland ice cap melts, "we're looking at 7 meters—23 feet—of sea level rise."
- In some regions, the probability of a dry summer could rise from 5% to 35%. In Amazonia and parts of Central America the frequency of extremely dry seasons is already rising significantly, raising questions about the sustainability of the Amazon rainforest as a major carbon sink. "Bioprocesses ... are feeding back onto the climate system and possibly accelerating it further."
The Asia monsoon could increase the probability of flood, exacerbating problems in places like Bangladesh—quite independent of sea level rise. How sustainable will these countries be? And what happens to "a hundred-odd million displaced people"?
Long-range forecasts yield vital information governments need to formulate strategy and policy for reducing greenhouse gas emissions and to adapt infrastructure to climate change. Using probabilistic ensemble modeling techniques, modelers are now predicting near-term occurrences of climate extremes, so action can be taken.
- Epidemic malaria tends to occur in certain semi-arid countries when the rainy season is well above average. Using Botswana's good epidemiological records, modelers predicted whether the rainy season would be below or above average. Linking climate model to malaria models, they predicted the risk of epidemic malaria.
- In sub-Saharan Africa, meningitis is linked to dry, dusty years, which climate models can predict.
- In Bangladesh, modelers are predicting seasonal river basin drainage to help authorities prepare for potential flooding during monsoon season.
- In India, modelers coupled climate and crop-yield models to predict whether groundnut or peanut crop yields will be above or below average.
Certainly, predicting hurricanes would be useful—for example, in helping to determine the sustainability of New Orleans. But this requires far greater computing power than modelers now employ. Shorter-term forecasts will be increasingly valuable in helping society, particularly developing countries, adapt to the changing probabilities of climate extremes, Palmer stressed. Better computational resources can improve accuracy significantly, and climate modelers are lobbying for this.
Facing the facts about energy and climate
Speaker: Steven E. Koonin Chief Scientist, BP p.l.c.
"Mobilizing Research and Ingenuity for the World's Needs"
Steven Koonin presented cold, hard facts that must be understood in thinking about how research and technology can meet energy needs sustainably. Four factors will drive the world's energy future over the next 50 years or so, he stated:
Energy demand. Driven largely by GDP growth, but also by population growth, over the next 25 years energy demand could grow 60%, with 75% of growth coming from developing nations. By mid-century, it could double.
While energy efficiency is important, what really matters is demand, which efficiency may or may not reduce. Indeed, greater efficiency may increase demand.
Fossil energy supplies are adequate in the near term, but massive investments in infrastructure and growth in non-conventional energy resources will be required. About 85% of the world's energy now comes from fossil fuels. That won't change much over the next 25 years, even with renewables growing at 3.3% per year.
"Coal is the big gorilla," said Koonin. It is by far the most abundant fossil energy source: about 160 years' worth is known to exist and six times that may actually exist. "No one has really gone looking for coal."
Coal, natural gas, and biomass can be converted to liquid fuels for transportation. These technologies are "being deployed in today's high oil price regime."
Security of supplies. Dependence on imports, already high, is growing, along with competition for limited resources. As energy security matters more, the world is turning increasingly to coal.
Environmental impacts. Atmospheric levels of CO2 are projected to reach 550 ppm by about mid-century. In order not to exceed that level, emissions must be stabilized at their current value for the next 50 years and then reduced. But a 10% reduction—which the world has yet to achieve—delays crossing that threshold by only seven years.
In developed countries, per capita emissions are high; in developing countries they're low but rising fast; in 10-15 years, they'll equal those of developed countries. Every 10% reduction in developed countries' emissions is offset by less than four years of growth in developing nations'. If China or India's per capita emissions equaled Japan's, global emissions would rise by 40%.
Technologies will be central to altering the business-as-usual scenario. To evaluate options, a set of questions should be asked:
- Does a technology hold promise of significant improvement?
- What does it cost relative to other options?
- How do its energy inputs compare with outputs?
- What are its CO2 emissions?
- How much does the technology actually matter?
- Is the energy source reliable?
- Is it socially and politically acceptable?
For transport, only advanced biofuels satisfy both concerns about energy security and CO2 emissions. Over the next 25–30 years, the power sector is likely to continue relying on current large energy sources. "If you don't care about CO2 emissions, it's coal, coal, coal." If you do care, "the big options are hydrogen power with carbon capture and sequestration, nuclear, and to some extent wind."
Power sector options can save a ton of carbon far more cheaply than transport options, which account for only 20% of carbon emissions. Managing demand can help meet energy and sustainability goals. But governments need to understand the facts about technologies, business needs a reasonable expectation of the price of carbon, and universities and laboratories must "recognize the importance of both technology and policy research" and act on it, Koonin advised.
Meeting urgent water needs, for health and food production
Speaker: Frank Rijsberman Director General, International Water Management Institute
"Mobilizing Science and Technology for Sustainable Development of Water and Land Resources"
The first water challenge Frank Rijsberman addressed is that more than a billion people don't have access to safe drinking water; 2.4 billion lack access to safe sanitation. Close to half the population in the developing world suffers from water-related disease. The cost of preventing it is trivial compared with the costs it exacts. Diarrhea slaughters young children, in particular.
Meeting the MDGs for water "would require tripling the speed at which people are connected to safe water supplies, and quadrupling that for sanitation," he explained. Economic growth has brought progress on this in India and China, but not in Africa, where water is "a key killer." Available technologies are cheap and cost-effective. More public investment is required to deploy them, however, and investment has been lagging.
Water is a key killer in Africa.
The second challenge Rijsberman addressed is the need to make reliable, safe, affordable water available to 800 million desperately poor people living in rural Africa and Asia for whom agriculture is "the only way out." About 70 times more water is needed for agriculture than for domestic purposes. In North Africa and the Middle East, water is physically scarce. In much of Asia, water is scarce because intense competition for it is depleting aquifers and rivers. In Africa, many poor people suffer from "economic" water scarcity: the water is there, but farmers can't afford to get it to plants. Lack of water and infertile soils constrain efforts to increase crop production.
While references to "the world water crisis" and predictions of wars over water are commonplace, the issue, Rijsberman contends, is how to make water available to farmers. Only 40% of rainfall flows into rivers and groundwater; 60% goes directly into the soil and back into the atmosphere. For drinking water, "that 60% is not so important; for a plant it's crucial."
Many low-productivity, rain-fed systems require 4000 liters of water to produce a kilo of cereal; it could be produced with 500 liters. In Asia and Latin America, increased production has been achieved by increasing the amount of food produced per unit of land. In Africa, it has been achieved by increasing the area under cultivation, which destroys ecosystems. The challenge is to produce more food per unit of land and unit of water. Science and technology should focus on increasing water productivity, Rijsberman urged.
Economic growth generally correlates closely with rainfall. In Africa, climate varies significantly, and climate change may increase variability. Variability can be managed by storing water, in reservoirs and ponds, but so far, little water storage infrastructure has been built in Africa. While some dam projects have been "massive failures," dams can yield success—and electricity, which contributes to economic development. The World Bank is renewing attention to dams; it's hoped more governments will. Simple technologies that farmers ingeniously deploy help, too, including small-scale irrigation systems, treadle pumps, and "rainwater harvesting" using ponds.
Rijsberman cited an article in Scientific American reporting that affordable irrigation can help poor farmers grow more food, which, with access to markets, can raise them from poverty. And, he noted, Johan Rockström's talk on "green" and "blue" water is "almost the second half of my talk."
Another challenge is how to safely deal with wastewater, through sustainable sanitation or agricultural reuse. Ninety percent of perishable vegetables in African cities are grown with raw sewage.
A study of "bright spots" in 57 countries found that 12 million farmers managed their natural resources far more productively than their neighbors. "The challenge for science and technology in water is not so much inventing new technology," Rijsberman reflected, as helping farmers scale up these successes.
Panel Discussion
Highlights
The panel discussion that concluded Session One was moderated by Darcy B. Kelley, Howard Hughes Medical Institute Professor of Biological Sciences, Columbia University, and Chair of Frontiers of Science, Columbia College.
Points below are presented in the order in which speakers made them and are compressed.
Steven E. Koonin
- BP is seriously pursuing decarbonized fuel, biofuels, advanced photovoltaics, and improved, clean, methods of converting one form of carbon to another, out of concern for the environment and energy security, and because this makes good business sense.
Tim Palmer
- Publicity about climate change and tipping points may have led to a sense of fatalism. Scientists should stress that climate effects are proportional to CO2 forcing and can be proportionally reduced by reducing CO2 emissions. We've not passed the point of no return.
Frank Rijsberman
The challenge is to get people to focus on less glamorous issues, like diarrhea.
- Diarrhea is one of the biggest health risks, but it doesn't command public attention, as a tsunami does. The challenge is to get people to focus on less glamorous issues, like diarrhea, a killer.
- For scientists, to work with NGOs, for example International Development Enterprises (IDE), can be rewarding. With a $10 million budget, they help 1 million people out of poverty each year. The Earth Institute's involvement in the Millennium Villages Project "is another example of scientists getting out of their armchairs."
Ismail Serageldin
- There are many development success stories. The big question is how to scale up, to have a real impact on the problem.
- The best science and best minds aren't being applied to the right problems. Devoting 5% of industrial countries' research to the problems of the poorer 80% of the world would have a big impact. It would tap the resources of major universities. Scientists in developing countries could do first-class science on problems related to their countries without emigrating.
- By their nature, some problems won't be addressed by the private sector. We must think harder about how to categorize private and public goods.
Dato Lee Yee-Cheong
- If you don't build indigenous capacity, it's hard to sustain development. "You can pour money into the country, but ... in vain." That's been the failure of the past: many projects are donor-driven; nothing's left behind. "We need to focus on capacity building," as urged by the Inter-Academy Council's report.
Steven Koonin
- The problem with "pulling CO2 from the air" [sequestering it] is that CO2 is an end product of combustion, a very low-energy molecule, "and so doing anything with it is going to cost more energy than you got by making it."
- BP and many other large companies "are facing a serious shortage of engineering talent, and we're looking to China [and] India as a major source."
Frank Rijsberman
- Forty years ago, "people from the north would work in the south because there was no capacity there." Today, many scientists have returned to the south after studying in the north. Malaysia is a center of excellence; so is Thailand. Excellent African scientists are at work "on the problems we talk about."
Dato Lee Yee-Cheong
- "I would like to see universities in developed countries, which attract the brightest from around the world, give back to the developing world in-kind, with Americans adding capacity to science and technology in the developing world."
Developing Effective Institutional Structures
In a keynote address, Mark Malloch Brown, Deputy Secretary-General of the UN at the time of the conference, reported on the "dramatic transformation" within the UN's administration. He also discussed for further fundamental reforms that are essential if the UN is to work effectively toward the MDGs.
Five speakers then addressed the agenda question posed for Session Two:
What are the strengths and weaknesses of global governance in tackling issues of sustainable development?
Carol Bellamy, a former Executive Director of UNICEF, observed that the UN will not be truly effective until its political dysfunction is addressed, and she suggested some ways to take issues "above the political line."
Jomo Kwame Sundaram, the UN Assistant Secretary-General for Economic Development, Department of Economic and Social Affairs, asserted that lack of accountability on the part of World Bank and IMF has seriously harmed development, and that trade liberalization, which has failed to benefit the poorest countries, must be rethought.
Rajendra K. Pachauri, Director-General of The Energy and Resources Institute (TERI) and Chairman of the Intergovernmental Panel on Climate Change, offered a comprehensive assessment of factors from the international to the local level that are retarding development, including conceptual weaknesses in the MDGs. He described some successful initiatives to build capacity in India.
Eric V. Schaeffer, Director of the Environmental Integrity Project, contended that sound data and monitoring must underlie market-based trading schemes designed to reduce pollution, if that goal is to actually be achieved.
Georg Kell, Executive Head of the UN Global Compact, reported on the successes of the world's largest voluntary corporate-citizenship initiative, which is working to strengthen the environmental and social pillars of the global economy.
After making individual presentations, the speakers assembled for a panel discussion.
Keynote address: The UN sets its house in order
Speaker: Mark Malloch Brown Deputy Secretary-General, United Nations
"Reforming the UN System to Help Meet the MDGs"
(When Brown spoke, he was Chef de Cabinet to the Secretary-General.)
At the intersection of concerns about sustainability and poverty sit the UN Millennium Development Goals (MDGs). How capable is the UN of driving progress toward them?
Mark Malloch Brown drew on his experience as former head of the UN Development Programme and his recent work on reform of UN administration to report on "where UN reform is going in the context of those issues we all care about."
Over time, "the fundamental social compact between the UN and the peoples of the world ... had gotten terribly frayed," he reflected. "We had to reconnect with our base ... not just governments, but peoples." To "revive and refocus a UN that made a difference in the lives of people everywhere," three core concerns were defined: development, security, and human rights.
Regarding development, "We've made significant progress," Brown reported. The MDGs "created a platform for an astonishing increase in commitments to development finance": $100 billion by 2010, double the amount in 2000, with dramatic increases for poor countries, particularly Africa. Those commitments—a beginning, not an end—could never have been achieved if the UN had not established the MDGs and then worked with a large network of organizations to advance them.
The UN "has undergone a dramatic transformation," he continued. Two-thirds of the Secretariat staff now work in the field, in peacekeeping, peace building, humanitarian response, and development work. "That operational work ... is the real heart and soul of the modern organization." Freeing the Secretariat from the "straitjacket" of a complex committee system is the task at hand.
What will make the most difference is ending the "extraordinary fragmentation" of UN agencies.
What will make the most difference, Brown speculated, is ending the "extraordinary fragmentation" among the eighteen or so UN development agencies. "We've established the MDGs, we've got the world to express the political will to achieve them by 2015, we've laid out a broad blueprint ... we've put at least the promise of the financing largely in place. But unless we can put our own house in order ... we're going to let down our part of the show."
Fragmentation, duplication, high overhead, and uncertainties about funding must be replaced by a demand-driven system that's "unified around a country's own development strategy" and provides resources on a predictable, multi-year basis. More cents in the development dollar must reach the poor; roles must be clarified.
With MDGs now at the center of the development equation, Brown observed, the next challenge is to put them at the center of political life in developing nations, so that governments must respond to citizens' demands for steady, measurable, benchmarked progress. The UN can make a vital contribution to capacity building through technical assistance, too, while recognizing where other parties should lead.
The "vital process of renewal and refocus" can make the UN an institution in which "people everywhere hear their aspirations, and that responds to and supports them—truly "a UN of 'we the peoples.'"
Augmenting the UN's effectiveness
Speaker: Carol Bellamy President and Chief Executive Officer, World Learning; Former Executive Director, UNICEF
"The Serious Business of Children"
Carol Bellamy's career has equipped her with a pragmatic approach to advocacy, and she used it to reflect on how the UN can further strengthen its effectiveness.
The 2005 World Summit reaffirmed the centrality of development to the UN's work "and the need to view peace, development, and human rights and the rule of law as interlinked and interdependent," Bellamy recalled. It made clear that the development agenda is one of the UN's most critical contributions in the economic and social field.
To play a global role in sustainable development, she suggested, the UN must strengthen its effectiveness. Important changes have been made, and a high-level "coherence panel" is now exploring how the UN system can work more effectively in the areas of development, humanitarian assistance, and the environment.
Bellamy said she envisions a UN that "operates as a single, coherent, worldwide system," delivering its products and services efficiently and effectively, and playing a leadership role in development, as described in the 2005 Summit declaration. "When appropriate, the UN would speak with a single voice globally and nationally," while retaining its capacity to address specialized issues.
Such a UN "would derive strength from its unity" without losing "the advantages of its diversity, its specialized skills, and the brands of its constituent parts." For example, the World Health Organization, World Food Program, and UNICEF have recognizable identities and trademarks that benefit the UN. A partnership is needed to involve the entire UN system—the funds and programs, the World Bank and IMF, the specialized agencies. "This is the elephant in the room that people don't talk about."
"UN reform has about as many meanings as globalization, Bellamy reflected. But certainly the UN's effectiveness can't be separated from "the political side," which is still dysfunctional. The UN "has extraordinary capacity to be a real player in sustainable development," but in the long run, no matter how coherent, how effective, how many working groups, how many executive committees, political dysfunction jeopardizes it.
What do you do about that?
The UN can learn from, and build on, small successes, to take some issues "above the political line."
The UN can learn from, and build on, its small successes and those of the World Health Organization, the World Food Program, UNDP, and UNICEF. UNICEF—a "serious business," with about 9000 staff members in 157 countries and a budget of more than $2 billion—tries to "move children above the political line ... to create an environment where people can transcend political interests, where a UNICEF can point out violations of children's rights without jeopardizing ... the total [UN] system."
To be a serious player in sustainable development, the UN must identify "those small victories, small possibilities, real possibilities, that can take it above the political line." In the long run, it should "engage the entire politic." Until the political dimension of the UN is confronted realistically, "the UN will continue to be only one of many, and not really the player in sustainable development that it should be."
Holding international financial institutions to account
Speaker: Jomo Kwame Sundaram Assistant Secretary-General for Economic Development, Department of Economic and Social Affairs, United Nations
"Needed Reforms to International Economic Governance for Development"
Jomo Kwame Sundaram's talk led to a blunt conclusion: powerful institutions that dominate and govern international economic relations aren't held accountable in any serious way for failures to promote economic growth, improve economic welfare, and achieve meaningful economic development. This is partly due to the kind of governance that characterizes them. To make serious progress in sustainable development, we must transform these governance structures.
Jomo began with these observations:
- Economic growth and improvement in the human condition have slowed. Less than 5% of economic growth has trickled down to people who live on less than $2 a day—nearly half the world's population.
- Research shows "little systematic evidence of a relationship between the usual indicators of governance and economic growth." (See Sachs et al, 2004.)
- Bretton Woods institutions (the World Bank and IMF) are characterized by corporate, not democratic, governance: one dollar, one vote, rather than one country, one vote, or one person, one vote.
Lack of accountability "has serious, profound, lasting implications for economic development" and has generally adversely affected developing countries, Jomo contended. Bretton Woods institutions and others have been promoting international financial liberalization. Developing countries were told funds would flow from the rich to the poor, the cost of funds would decline, and greater stability would follow. The opposite has happened: generally, net capital has flowed from the South to the North, the cost of funds has not declined, and major financial institutions have enjoyed excess profits.
While volatility in exchange and interest rates has declined, "new systemic elements" have caused greater instability and more currency and financial crises. Financial interests have demanded that developing countries adopt conservative, deflationary, economic policies. Macroeconomic policy has tended to be pro-cyclical, exacerbating the ups and downs of the international financial system. Growth has often translated into market bubbles; downturns have been more severe than need be. Development bank resources have declined significantly.
Middle-income developing countries have chosen to opt out of an international monetary and financial system they see as inimical; the major players who remain are the rich countries and the poorest countries, with the latter subjected to policies not of their making or choice. This has exacerbated a growing divide. And as middle-income countries have been opting out, the "self-insurance" practiced in much of east Asia—using foreign exchange reserves to insure countries against possible currency speculation—reduces funds available for more productive purposes.
Trade liberalization hasn't contributed to growth or reduced poverty.
The trading system requires rethinking, too, Jomo observed. Trade liberalization has increased significantly, but many recent studies, including several late 2005 reports from the World Bank, find that it hasn't contributed and is not going to contribute much to growth or poverty reduction. Historically, trade liberalization tends to follow development; premature liberalization undermines economic capacity building. Gains "tend to be one-shot," and much more modest than previously claimed.
Along with a long-term decline in "the terms of trade" (the ratio of the price of a country's exports to the price of its imports) for primary commodities, recent decades have seen significant declines in the terms of trade for developing countries' manufactured goods compared to those from wealthier countries. This trend has been worsened by the monopoly pricing power of big corporations derived from strengthened intellectual property rights in the last two decades.
Only five developing countries are likely to benefit from trade liberalization. The poorest countries, especially those in Africa, can't benefit: they lack requisite productive and export capacities. Jomo remarked that "if we look at what is being negotiated very seriously in the Doha Round," very little "is developmental."
Connecting macro policy with grassroots action
Speaker: Rajendra K. Pachauri Director-General, The Energy and Resources Institute; Chairman, Intergovernmental Panel on Climate Change (IPCC)
"Evolving Institutional Structures for Sustainable Development: Connecting Macro Policy with Grassroots Action"
Rajendra Pachauri's prominence as chair of the IPCC may obscure his many other accomplishments. He drew from them to examine, top to bottom, what it will take to achieve sustainable development.
The gap between rich and poor nations has widened dramatically, he pointed out. Our expanding ecological footprint is intermingled with the problems of poverty, which climate change and other ecological disasters will exacerbate. The regional distribution of the footprint reveals marked differences among societies. If Asia follows the path taken by more developed societies, "the planet is in serious trouble."
Plans for meeting the MDGs suffer from conceptual weaknesses.
"There are conceptual weaknesses" in plans for meeting the MDGs," Pachauri stated. Energy inputs, so important to meeting the goals, aren't explicitly addressed. Natural resource implications haven't been taken into account. We haven't clearly examined ecological implications. "The vitally important element of technology development and innovation ... is not receiving attention at all." The challenge of human resource development isn't receiving the attention required.
Perhaps most important, "there's no upward flow of knowledge and experience." The fact that the MDGs were adopted through a successful international process seems to have left the world with the impression that all that's needed is a top-down approach. That's not going to work. And there's "the usual problem of relying on business as usual, and therefore a total lack of innovation in what we are doing." This is where institutional changes are vitally important, Pachauri advised.
What's missing internationally? Regarding the MDGs, assessment of progress and innovation: effectively monitoring progress can promote action. How resources are generated and deployed is critical to meeting the MDGs. Better coordination among international agencies is needed. "Ultimately, meeting the MDGs is going to depend on how effectively we're able to mobilize relevant knowledge in this entire field."
At the national level, too, stovepiping hampers ministries and departments. Bottom-up initiatives are lacking. "There's a total lack of technological innovation. If you look at water and sanitation, most programs are driven purely by a business-as-usual approach."
At the grassroots level, a generalized strengthening of capabilities can create the conditions for addressing specific MDGs. Toward this end, Pachauri argued, we must modernize traditional industry, because this is how incomes will grow, capabilities will be enhanced, and communities can address the MDGs.
Problems (left) and solutions (right).
Pachauri described how this has been done with brick production in India, where more than 100,000 rural enterprises together employ eight million people, under poor working conditions, to produce 140 billion bricks per year. The industry consumes primarily coal, generates air pollution and lots of carbon emissions, causes loss of topsoil, and is energy inefficient, to boot. The introduction of efficient brick kilns has reduced coal consumption and air pollution substantially. Partially mechanizing the brick-making process has reduced drudgery. Technical advances in brick design have saved clay and fuel.
Applications of photovoltaics and innovative building construction offer other examples of modernization. The building sector in developing countries, particularly in India and China, is booming, Pachauri noted, but new structures are locking high energy intensity in place. We need to create capacity and knowledge, and innovate, so development doesn't burden Earth's resources.
"We need to listen to local voices, highlight local solutions, design programs and projects for local conditions, and create local capacity," he urged. Democracy "is not merely holding elections at the national level. It really has to be much deeper and requires a much firmer commitment to improving the lot of people at the grassroots level."
Theory vs. reality in market-based environmental regulation
Speaker: Eric V. Schaeffer Director, Environmental Integrity Project
"Environmental Enforcement in Market-based Economies"
Eric Schaeffer brought "an enforcement perspective" to the conference. Working in enforcement tends to make you suspicious, he confided. The U.S. diesel truck-engine industry illustrates his point. Its comical manipulations of emissions tests for catalytic converters and evasions of emissions standards resulted in penalties of $80 million. The deep question is, what happens when that mentality meets the market-based approach to environmental regulation? "You have to worry about that," Schaeffer advised.
In a typical market trading system, a total emissions ceiling for a sector is divvied up among emitters. If you emit less than you're allowed, you can sell your unused allowances to someone who's exceeded theirs. Such systems seem to offer an appealing "logical elegance," he said, promising less work for government, greater efficiency for industry. But, two rude facts intrude:
- The idea that market-based approaches mean less work for government is largely false. Often it means lots more work. Government must not only track emission allowances for individual plants; it must try to track transactions: Who sold what to whom? Does that party own the allowances? Was the purchase complete?
- Accurate emissions monitoring and reliable data are essential, but we're far from meeting that standard.
If market-based approaches are to succeed, we must address these problems, he insisted.
EPA home page for clean air markets data and maps.
Researchers at the World Bank examined the design and operation of market-based emissions trading programs in Latin America and the Caribbean. They found that the programs can cost more than traditional command and control programs. Data and monitoring were so poor that, essentially, many permitting programs on which market-based approaches were built didn't exist. Design was flawed, practice was wanting, and in many cases, enforcement was non-existent. "Law abiding companies were being shafted" because they were paying for pollution controls while their competitors weren't, Schaeffer noted. As the bank's researchers wrote, "This lack of enforcement creates uncertainty ... and tends to perpetuate noncompliance."
The United States, too, "is still struggling with fundamental problems," he continued. He discussed some EPA programs:
- The Toxics Release Inventory, or "Community Right to Know Program," requires companies to report toxic chemicals released to air and water and generated in waste. Users' ability to manipulate this database is "pretty advanced," but the data aren't very good; no rules govern their quality. For example, an emitter can report an industry-wide average rather than actual emissions.
- The Acid Rain Program database is better. "We actually use this information to monitor compliance," Schaeffer said.
- Regulations limit the particulate matter that power plants can emit each hour. Emissions are monitored once every five years, at a time chosen by the plant.
- EPA's web tool ECHO (Enforcement and Compliance History Online, covering 800,000 regulated facilities) puts EPA enforcement information online for public use. While a lot of the data "aren't terribly accurate, the system is evolving, and the information is getting sharper."
Much discussion and debate about market-based approaches "is very theoretical," Schaeffer concluded, perhaps because economists are trained to think that way. "We need a lot more attention to the fundamentals of how you implement these programs and how well they can be enforced." Absent this, "we'll have a theory that's basically at war with the facts."
The UN enlists the private sector
Speaker: Georg Kell Executive Head, United Nations Global Compact
"The UN Global Compact: A Voluntary Approach to Connecting Global Policy with Local Business Action"
In 2000, the UN launched what has become the world's largest voluntary corporate-citizenship initiative. With almost 3000 participants from almost 90 countries—more than half of them developing nations—the UN Global Compact brings together companies, UN agencies, labor, and civil society in pursuit of "a more sustainable and inclusive global economy."
Georg Kell, who heads the Compact, observed that, as a voluntary initiative, the Compact "has its limits, it has its strengths." It's a complement to governments. "Understanding how these complementarities play out is important" for everyone who believes in hybrid, public-private initiatives.
The Compact resulted from a challenge leveled by UN Secretary-General Kofi Annan to the 1999 World Economic Forum: as business has benefited from globalization, it should assume some of its responsibilities. Within their spheres of influence, corporations can make the global market more stable by giving it environmental and social pillars. And, acting in support of UN goals makes good business sense.
The concept of engagement has taken off like wildfire.
The past several years have seen "phenomenal growth" in the Compact, and the concept of engagement through learning, examples, and project partnerships, "has taken off like wildfire," Kell said. What's been learned and achieved?
- The moral case for corporate responsibility is now understood; it's the business case that's being made. Initially, CEOs acted defensively, to protect reputation: they'd learned they could avoid costs by acting responsibly. Now, they see opportunities to create long-term value. And long-term investors increasingly recognize that environmental, social, and governance issues are material to long-term corporate performance.
- Corporate governance and corporate responsibilities are converging; transparency and accountability are more highly valued. Compact participants are asked to report their progress publicly at least annually.
- Voluntary initiatives do work, especially at the grassroots level. The Compact has motivated 700 to 800 diverse partnership projects, from workplace health to community engagement on a sustainable level. (Examples are corporations providing HIV/AIDS treatment for their employees, undertaking community projects such as proving housing and access to clean water, and supporting small-scale business development, and large banks supporting microcredit. The initiative "Growing Sustainable Business" now operates in 10 countries.) It's too early to know how scaling up will evolve, but the trend is global.
- Voluntary initiatives can't substitute for government. To bring about large-scale change, private initiatives must be coupled with better public policies. Exciting experiments are under way to combine a private advocacy platform with public policy dialogues. For example, in one country where systemic corruption dominates, business leaders told public officials, "We can't become competitive if public institutions don't become more effective. Let's work together. It will benefit society and us as corporations."
- For the UN, "learning how to work with non-state actors at the global level" can lend momentum to achieving UN goals and reinforce what governments do. In failing states or conflict situations, "the private sector can, under certain circumstances, become a positive force for change."
- Differentiating public and private interests can be difficult. "Combining a global advocacy campaign with local infrastructure that enables scalable solutions is a daunting challenge."
In five years or so, Kell predicted, most corporations will recognize that the global market must be embedded "in broader legitimacy" to be sustainable and robust, and that this requires sound social, environmental, and governance frameworks that support market transactions. Progress on these fronts is imperative, not only to sustain markets, but to spread their benefits.
Panel Discussion
Highlights
The panel discussion that concluded Session Two was moderated by Albert Fishlow, Professor, School of International and Public Affairs, and Director of the Institute for Latin American Studies, Columbia University.
Points below are presented in the order in which speakers made them and are compressed.
Carol Bellamy
- "We're talking about technology ... systems ... processes, and yet so much of this ultimately depends on leadership." Without it, "you're not going to achieve."
Rajendra Pachauri
- Fully internalizing social costs in the pricing of goods and services would require leadership and political courage. If cutting down Brazilian forests carried a cost, there'd be far less incentive to cut. Will national or international leadership devise a system that provides that market signal? There's a huge leadership vacuum. The need for change is urgent. "We need political will at the international level" and recognition that local, national, and goals are the same, or damage will get much worse.
Jomo Kwame Sundaram
We must address redistributive questions. Just relying on growth won't do it.
- What Gandhi said is true: there's enough in the world for everybody's needs, but not for everybody's greed. We must address redistributive questions. If we just rely on growth, and only 4% of it reaches the bottom half of the world's population, we're not going to get very far.
Eric Schaeffer
- Power plants are 38% of U.S. carbon emissions and a huge and growing share in places like China and India. If big polluters have disproportionate impacts and are relatively easy to monitor, an international emissions trading system might work. But data must be accurate, and a common system of weights and measures is essential.
Rajendra Pachauri
- If China and India lock into high-intensity energy consumption appliances and structures, we'll pay a high price for years to come. If they set high standards, the rest of the world will fall in line, because that's where the largest markets will be.
- Cars are proliferating. Owning them is one thing; driving is another. We must rely far more on public transport.
Jomo Kwame Sundaram
- In the United States, four manufacturers may produce Tamiflu to meet national needs, under national licensing provisions. No other country has been permitted to exercise this principle. They should be. India has limited exports of generic pharmaceuticals. This has serious implications, particularly for Africa. We're not prepared for a severe pandemic.
Citizens everywhere must examine their behavior as consumers.
Georg Kell
- Corporations can bring about enormous improvements. Many non-state actors are far more global than many governments in orientation, sourcing, thinking, and exposure. Some global NGOs have experienced enormous growth. For example, human rights is now a global movement. "At the end of the day, it's about a battle of ideas."
- Citizens everywhere must examine their behavior as consumers. Global business and civil society can bring issues home to citizens and policymakers.
Eric Schaeffer
- In the United States, voluntary programs make very little difference. Regarding carbon dioxide, 99.99% of American industry is waiting for regulation. We're not going to see any real movement without it.
- Environmental groups "die without information. More and more information is available online. The ability to manipulate it is growing more sophisticated. But quality is lagging. We need to deal with that."
Rajendra Pachauri
- NGOs must undergo a transformation. If they focus only on environmental sustainability and neglect development, they'll lose their relevance. They need to be innovative, to come up with solutions. This is the critical need of the future.
Carol Bellamy
- In the long run, sustainable depends greatly on human capacity. Third-party actors are critical to that. NGOs should be held to standards, too.
Tapping into Market Forces and the Economy
Keynote speaker John Coomber, Retired Chief Executive Officer of the Swiss Re Group, examined the possible impacts of climate change from the perspective of a business sector designed to absorb —and profit from—risk: the reinsurance business.
Moderator David Nissen then opened Session Three, in which five speakers addressed this question:
What are the strengths and limits of free market mechanisms versus government regulation in achieving sustainable development?
In introductory remarks, Nissen made the point that energy, a big contributor to both environmental impacts and development, is highly capital intensive. The IEA foresees $16 trillion in investment in the world's energy systems over the next 25 years, half of it in developing economies—a rate several times the current level and one that can't be sustained by aid and state-owned enterprises. "Funding must come from capital markets," he said. To facilitate sustainable development in energy and other businesses, a transformation in business structures, market structures, and transparent governance is required.
Abby Joseph Cohen, Partner and Chief U.S. Investment Strategist, Goldman, Sachs & Co., reported on the evolution of "socially responsible investing," a niche market, into "environment, social, and governance issues," a trend that's becoming mainstream as corporations and investors recognize that responsible corporate performance can yield good financial returns.
Joseph Romm, Executive Director of the Center for Energy and Climate Solutions, reviewed the alarming reasons why cars and coal seem so likely to accelerate climate change and what it would take to avert this.
Stuart L. Hart, Professor of Management at Cornell University, contended that, by dint of a kind of "entrepreneurial judo" and "deep listening," corporations can form successful entrepreneurial collaborations with poor people at the base of the global economic pyramid.
David J. Refkin, Director of Sustainable Development at Time Inc. described how the world's largest publisher is pursuing sustainability through attention to forestry practices, recycling, paper manufacturing, and carbon emissions from the paper supply chain.
Amy Davidsen, Director of Environmental Affairs at JPMorgan Chase, described how Chase pursues sustainability by evaluating the impacts of its clients' projects. Adherence to the Equator Principles is one tool for doing this. Chase is assessing the impacts of climate change, too.
After making individual presentations, the speakers assembled for a panel discussion.
Keynote address: Risky business
Speaker: John Coomber Retired Chief Executive Officer, Swiss Re Group
"Managing Risk in an Uncertain Climate"
In introducing John Coomber, Jeffrey Sachs—an economist—observed that "market forces are ... powerful tools for mass scalability of solutions," and whether they can be marshaled for public goods and used to harmonize private and public interests is "a complicated topic." These days, a company has many stakeholders: employees; retailers, distributors, wholesalers, and suppliers, and their employees; customers; and stockholders. So what, exactly, are market forces? How do they operate?
Sachs noted that the insurance industry is a key part of the challenge of sustainable development, "because the risks we're talking about either are or are not insurable ... and to the extent they're not, this poses huge and fundamental questions for the workings of the economy."
A veteran of the insurance industry and of a firm with $28 billion in annual revenues, John Coomber approached the subject of sustainability from the perspective of business's need to make a profit. In doing so, he walked his audience through a fascinating primer on how to think about financing and managing risk.
Development has increased property values and, with them, insurance exposure to risk.
That "Re" in "Swiss Re" stands for "reinsurance"; the company gives insurance companies—"large owners of risk," as Coomber put it—the ability to transfer large and catastrophic risks they can't diversify within their own portfolios. Swiss Re insures them, which positions it right up against the realities that directly affect its bottom line. Tellingly, his company has made sustainability one of its core values. It's working to reduce its own environmental footprint and is sponsoring research into, and communication about, climate change.
Coomber left no doubt that Swiss Re views climate change as a growing risk. Assessing its magnitude is, of course, the challenge. Insured losses have increased twelve-fold over the past 35 years. More people are moving to riskier places, and property values there have risen. In some Florida counties, "density of insurance exposure" is now $100 billion. Severe weather events are more frequent. Trying to assign legal liability for weather damage resulting from past carbon emissions would not be productive, he argued. We need to focus on limiting future emissions.
"There's going to be more demand for risk transfer solutions because of global warming. ... things are happening ... which are creating more risk," Coomber advised. This must be factored into the cost of insurance. It could mean double-digit growth for the industry, which "is nice, as long as you can price it accurately." Swiss Re sees business and investment opportunities in clean energy and emissions trading, too.
Businesses can afford to buy insurance against climate risk for a while, he continued. And it's not yet obvious to all businesses that climate change needs to be part of their strategy. So "we have to engage them in discussion of how it's going to affect [their] business outlook." Growing attention to governance issues is one reason sustainability should be a strategic driver: boards of directors must monitor and report "material events and uncertainties." What does climate change mean for how they discharge their fiduciary responsibilities? The Carbon Disclosure Project's investors, representing $31 trillion in assets, are asking 1800 major companies to disclose their carbon emissions. Shareholder resolutions are calling for carbon disclosure. Investors concerned about environmental issues may withhold capital that businesses need to grow, Coomber reflected.
Climate belongs in the boardroom for other reasons, too. Weather can affect economic activity, including energy supplies, significantly. Customers may want products "friendly to the environment." Businesses can "find cost efficiencies through environmentally efficient solutions."
The world can't diversify climate risk by buying insurance.
But while businesses can buy insurance, the world can't. At some point, "you have to stop the carbon going into the atmosphere." Moreover, business wants certainty; government must set a framework for business to operate in. It already regulates business, so controlling carbon emissions would "only make sense." And because "what gets measured gets done," we need consistent, realistic standards for reporting emissions. "We don't have the luxury," Coomber cautioned, "of too much delay."
Green investing goes mainstream
Speaker: Abby Joseph Cohen Partner and Chief U.S. Investment Strategist, Goldman, Sachs & Co.
"Capital Markets at the Crossroads"
Abby Joseph Cohen surveys the marketplace from atop one of the world's leading investment banking, securities, and investment management firms. Tellingly, that firm, Goldman Sachs, launched its own environmental initiative in 2005.
For years, "socially responsible investing" was a niche market, Cohen observed. Recently, it's evolved into something broader, termed "environment, social, and governance issues" (ESG). ESG is "commanding dramatically more attention from investors," becoming increasingly mainstream. In 2003 Ceres and the UN hosted a meeting at which investors controlling $600 billion in assets signed a statement saying environmental issues were important to them. Investors attending the next meeting, held less than two years later, controlled $2.7 trillion—about 15% of the total capitalization of the U.S. stock market. Can momentum build from this level? "We think it can," Cohen said.
She stressed that, by law, professional investors' first fiduciary responsibility is to generate financial returns within a risk-controlled environment, unless their clients specify other metrics. "Until very recently, there was little evidence that an environmental metric generated returns. In fact, many studies found below-average returns. Fiduciaries ran a significant risk investing this way.
Recent research finds an "eco-efficiency premium": ESG portfolios can generate not just average but in some cases above-average returns. Goldman Sachs finds this not only in U.S. but European and Australian markets. Why? In many markets around the world, a "critical mass" of investors and money are moving in this direction. Companies generating good returns because they're environmentally aware will be rewarded. Companies that haven't "done what they should as corporate citizens ... will see lessened returns," Cohen said.
"We believe carbon trading will be ultimately very important in the United States."
ESG investment instruments now include exchange-traded funds, mutual funds, and professionally run portfolios for large institutions like pension funds. Individual companies can offer advantages, as can markets in carbon emissions. "We believe carbon emissions trading will be very important ultimately in the United States," she stated. Goldman Sachs is already a significant trader in the London carbon exchanges.
ESG investors no longer just try to avoid "the usual suspects," including energy, utilities, and chemicals. They're examining all industries and seeking opportunities to support companies that might help solve problems and that can profit from "being green."
More companies are filing non-mandatory disclosures with the SEC; they know "their shareholders are looking," Cohen remarked. Disclosures "are enormously helpful" because they inform judgments made to construct portfolios. But you can't build a portfolio on the basis of one metric. "We're incorporating this work into our mainline research," another indicator that ESG investing is now mainstream.
Companies themselves are increasingly attentive to reputation, regulation, litigation, competitive position, new product development, and impacts on business operations. Their focus is shifting from mitigating risk to seeking opportunities.
The structure of the U.S. energy sector has evolved over the past 150 years, as energy sources have shifted dramatically, Cohen reflected. Interest in alternative and renewable sources is growing. "We see investments." Energy intensity—the number of BTUs required to produce one unit of GDP—is now highest in the fastest-growing nations, which are also emitting more greenhouse gases per unit of energy. "It's not just regulation but changes in economic structure that can lead to some very interesting conclusions and considerations."
Collision course: cars, coal, and climate goals
Speaker: Joseph Romm Executive Director, Center for Energy and Climate Solutions
"Climate, Coal and the Car of the Future"
Offering brutal facts and candid appraisals, Joseph Romm delivered a sobering talk about the collision course that coal and cars are on with the goal of slowing climate change.
"Sustainable development is a lot like teenage sex," Romm observed. "Everybody says they're doing it, but they're not, and those who are doing it aren't doing it very well." The core of the problem is that people don't understand how little it would cost to act and how much it costs to not act. Is sustainable development feasible? Yes. Will it happen? "Probably not," because "we're not trying."
Climate
The problem of climate change is "much graver than most people realize," Romm advised. Stressing that emissions accumulate, he said that unless by mid-century we cut emissions 60%-80%—from current levels—we'll face 20- to 40-foot sea level rise and "the ruination of this country." By 2050 the United States will have 50% more people and GDP will have doubled or quadrupled.
The CO2 constraint must drive all energy, environmental, and economic policy.
The CO2 constraint must drive all energy, environmental, and economic policy, but at present it's "not even a first-tier issue inside the Beltway." The world will "change radically ... when this dawns on people," Romm predicted.
Coal
Projections show a worldwide, coal-plant-building binge, and projections may be low, "because China is building coal plants at an obscene rate." If the United States and China don't dramatically reverse course, they'll together "ruin the climate," he cautioned.
The era of easy oil is over, but demand is unrestrained. Methods of developing "unconventional" oil, for example, from tar sands, are "bad for the climate." We can't build all those coal plants; we need as much energy efficiency and renewable energy as possible. "I'm not a big fan of nuclear, but it's better than coal," Romm remarked. Coal gasification plus carbon capture is important but needs more effort. People serious about global warming want to cap carbon emissions now, so the private sector can act accordingly, he observed. Other people just want to keep spending money on technology.
Cars
The average U.S. car gets 20 mpg. If in 2050 it's not 80 mpg, "we're going to have catastrophic climate change," Romm said. We must boost fuel economy over the next two decades, then develop a low-CO2 alternative fuel. Fuel efficiency alone might stop CO2 from rising. But to cut U.S. CO2 emissions 50% by 2050—while population rises 50%—means dramatically reducing fuel's carbon intensity.
To cut U.S. CO2 emissions 50% by 2050—with population rising 50%—means dramatically reducing fuel's carbon intensity.
The only serious contenders are hydrogen, ethanol, and electricity. Hydrogen isn't a practical solution, Romm stated, referring to his book, The Hype about Hydrogen. Ethanol made from corn doesn't reduce greenhouse gas emissions; cellulosic ethanol does. Referring to an article he coauthored, he said he's a "big fan" of gasoline-electric hybrids and views plug-in hybrids as winners.
But hybrids per se won't solve the problem; without strict fuel economy standards, engineering will be devoted to acceleration and weight. "There's no pure techno-fix." No country has reduced oil consumption without a government mandate. And, Romm acknowledged, it is hard to get people to drive alternative-fuel vehicles: they cost more, the fuel is hard to store, it costs more, and you need fueling stations.
Socolow and Pacala's influential paper on "stabilization wedges" is sometimes misunderstood, he noted. Its real message is that new technology cannot solve the global warming problem. "If you wait too long it's too late." But "I don't see in this country the political will to do even one of those wedges, and we need to start doing seven or eight within the next five to 10 years."
Enterprise enters the space at the pyramid's base
Speaker: Stuart L. Hart Samuel C. Johnson Chair in Sustainable Global Enterprise, Professor of Management, Johnson Graduate School of Management, Cornell University
"Enterprise as a Driver of Sustainable Development"
Stuart L. Hart discussed the unconventional thinking that informs his 2005 book, Capitalism at the Crossroads, and that motivates research conducted at the Base of the Pyramid Learning Lab he directs at Cornell University.
That "pyramid" depicts the distribution of global wealth. At the base are four billion people, their numbers growing rapidly. A future in which nine billion people are consuming at the levels at which the developed world is consuming is "simply unimaginable," Hart declared. At the top of the pyramid, massive consumption of energy and materials and production of waste and toxics creates a big footprint. There's lots of inertia in the system: large companies want to hold onto invested assets; incumbents desperately want to hold onto competitive positions. And, many people live well by keeping large numbers of people in poverty, isolated, and in the dark. Corruption is another issue.
The strategy for addressing these dual problems has generally been to pursue a "frontal assault," telling people at the top to reduce consumption and pollution while trying to raise the standard of living at the bottom through aid, structural adjustment, and other means. Neither approach has worked well, and in some cases the latter has exacerbated problems.
But consider this, Hart suggested: "Global capitalism has touched only perhaps 800 million to 1 billion people. The rest of the world has been largely bypassed or damaged by it." A kind of "entrepreneurial judo" can offer a way out. Based on new technologies, such as renewable and distributed energy, it can dramatically reduce our footprint and drive sustainable development.
Usually "disruptive," such technologies typically don't take root quickly in established markets; they incubate elsewhere. They're small-scale, lend themselves to experimentation, and don't require massive capital investment up front. This points to the base of the pyramid, where the real needs are and "the real opportunity lies" for innovation and wealth creation on a massive scale. The business model isn't big companies operating alone in rural areas or shantytowns. "It's about developing whole new business ecosystems." Local partnering with microenterprise can generate income and raise standards of living. "This is creative creation, all new space," Hart observed.
As technologies become better and cheaper, they'll move up market; as industry grows, bringing creative destruction, incumbents will be disrupted, out-competed. With rapid, mass adoption of new technologies, consumption of natural resources declines; the goal of sustainable development is served.
It's about deep listening, innovation, developing whole new business ecosystems, creating wealth on a massive scale.
But to get into the space at the base, multinationals must "take the plunge" and learn. On a deep level, the questions become these: How can a multinational become a driver of a more inclusive form of capitalism, "not just selling stuff to poor people" but imagining products and services that improve lives? Fostering cultural diversity and social equity? Reducing the footprint? Restoring ecological systems? And—growing and making money?
Large companies don't know how to identify what poor people need. "It's the deep-listening part, the co-creation, the identification of real solutions rather than just imposing a preexisting product, that's hard." With business partners, Hart's Learning Lab is designing a scalable business process that can build this capability through active engagement with "fringe stakeholders": "the poor, the weak, the divergent, the illiterate, the adversarial," and nature itself. Mutual value creation is the goal.
How the world's largest publisher pursues sustainability
Speaker: David J. Refkin Director of Sustainable Development, Time Inc.
"Sustainable Development: A Business Opportunity — One Publisher's Perspective"
The Internet notwithstanding, publishing still consumes a lot of paper. Time Inc., the world's largest publisher, with annual revenue of nearly $6 billion, buys more than 600,000 tons annually, mostly in the United States, David Refkin reported. About 30% comes from Europe. The company uses very lightweight paper, "and our 'wood basket,' where the fibers are coming from, plays a critical role in our sustainability strategy." Maine, Wisconsin, Minnesota, Canada, Finland, Scotland, and increasingly Russia are sources.
Magazine production starts in the forest and proceeds through papermaking, printing, recycling, and disposal, he explained. supply chain. Relying on measurable goals, it employs an annual sustainable development report card for suppliers, a sustainable paper purchasing policy, and other means.
Forestry
Most of Time Inc.'s paper comes from land owned by over 10 million U.S. landowners who have limited knowledge of and interest in forestry. How can the company know sustainable forestry is actually being practiced? Third-party certification made sense. And the company felt a responsibility to communities that have been part of its supply chain since its founding. Its Certified Sustainable Forestry program gives them a way to sell their products.
"We had to lead a revolution in forestry."
In 2002, 25% of the paper Time Inc. used was certified; the goal for 2006 is 80%. "We had to lead a revolution in forestry. We had to get these ten million people to care," Refkin said. Time Inc. partnered with elected officials to promote innovative programs to get small landowners and public lands certified. Maine offers a dramatic success story, with this moral: "Sustainability can work. You can do the right thing environmentally, and you'll be rewarded economically."
Canada has made progress. Europe has been a leader in forestry certification; the challenge there is in the Baltic states, and especially Russia.
Recycling
In Germany, 75% of paper is recycled; in the United States, 49%, and only one out of every six magazines. Time Inc. partnered with International Paper and the National Recycling Coalition to promote magazine recycling. The campaign is producing results.
Carbon emissions
In collaboration with other parties, Time Inc. undertook a study of the paper supply chain's carbon footprint. Following the Paper Trail, published in 2006, is the point of departure for examining ways to reduce emissions. (The study also measures the carbon footprint of Home Depot's dimensional lumber chain [wood cut into standard dimensions for use in construction].)
Paper manufacturing
With other companies concerned about these issues, Time Inc. helped launch the Paper Working Group. Its environmental paper assessment tool, EPAT, can be used to assess the social and environmental attributes of all paper products. It will be released at the Forest Leadership Forum in May 2006.
Opportunities
More companies are realizing that environmental attributes have a market value and can attract new customers—and employees, especially younger ones, Refkin observed. They can enhance brands. Aveda, a hair products company (whose Web site features "Protect the Planet" pages) is advertising in a Time Inc. magazine because it likes the company's sustainability efforts.
At the conference Refkin announced the release of Time Inc.'s first-ever sustainability report, the first issued by a U.S. publisher. And he called attention to that week's Time cover story on global warming, an "important salvo in getting the message out. We all need to be thinking about this issue." He probably meant "issue" in two senses.
How JPMorgan Chase pursues sustainability
Speaker: Amy Davidsen Director of Environmental Affairs, JPMorgan Chase
"Financial Institutions: Challenges and Opportunities"
JPMorgan Chase, with 170,000 employees operating in 50 countries, believes it has a responsibility to lead the industry in finding ways to preserve and enhance the environment and reduce its own greenhouse gas emissions. Accordingly, in 2004 it created an Office of Environmental Affairs to establish global policies and procedures for managing environmental issues and to increase the company's focus on the environment. While the company has learned a lot since then, "we don't pretend we've more than scratched the surface of sustainability," Amy Davidsen reflected.
But why does a bank, which doesn't pollute or have emissions, need an environmental policy? Socially responsible investors, environmental activists, and employees were asking if Chase had a system in place to assess the environmental and social impacts of its business activities. After listening carefully to them, benchmarking peers, holding discussions internally and with scientific NGOs and clients, Chase defined three policy areas: its internal footprint, clients' indirect impacts, and climate change.
Chase's internal footprint
As 70% of the bank's waste stream is paper, one goal is to reduce the use of copier paper and to use paper that's recycled or certified. Chase also wants to reduce its own greenhouse emissions: the focus is energy efficiency; purchasing carbon offsets is being explored.
Impacts generated by clients
Chase adopted the Equator Principles, a framework for determining, assessing, and managing environmental and social risk in project financing. Some 40 banks, representing about 80% of the global project financing market, have signed on. Chase, not a big player in that field, applies these principles broadly—to lending, underwriting, financial advisory services, and certain derivative transactions where the use of proceeds is designated—to examine three kinds of risk:
Companies that manage environmental and social risk well tend to be able to manage other complex risks well.
- Location risk: Is the project located in an emerging market where laws, regulations, and enforcement don't work well? Is it sited in an existing industrial complex, or in an environmentally sensitive area, near critical natural habitat or a "high-conservation" forest?
- Project risk: What kind of project is it—for example, construction or mining? Will it affect a watershed? biodiversity? forest habitat? indigenous communities? Must a new road be built? Will people have to be resettled?
- Client risk: How competently can the client avoid, mitigate, and manage the risk? Because "companies that manage environmental and social risk well tend to be able to manage other complex risks well," this strengthens the overall risk management process.
Chase won't do business in "no-go zones": places with cultural and natural values so great that Chase, "as a global citizen" must protect them. It won't finance extractive industries or commercial logging in world heritage sites. In forests at risk, it will finance only light or non-extractive resource use. Its policies address sustainable forestry and illegal logging, too.
Climate change
Chase views this as "a critical issue." It's exploring associated business risks and opportunities for clients to reduce greenhouse gas emissions. It's investing in renewable energy; its London office is active in carbon emissions trading. For new power projects, Chase is beginning to quantify the financial costs of emissions and incorporating that into financial analyses of transactions. "That's going to have a big impact," Davidsen predicted.
Because it believes investors need certainty, Chase intends to work with U.S. policymakers to help develop a policy framework for greenhouse gas reductions.
Panel Discussion
Highlights
To conclude Session Three, the speakers assembled for a panel discussion moderated by David Nissen, Director, Program in International Energy Management and Policy at the Center for Energy, Marine Transportation and Public Policy, and Professor in Practice, School of International and Public Affairs, Columbia University. [NYAS: link to bio]
Points below are presented in the order in which speakers made them and are compressed.
Stuart Hart
- NGOs are crucial to making the enterprise-driven approach work. Strongly ideological NGOs can help jolt you out of your mindset: those inclined toward constructive engagement can partner with you on the ground.
Abby Joseph Cohen
- It's important to listen to activist organizations; they can be the voice for other people. But "we need to be talking about what it really means for business to operate" and then working together to find achievable solutions.
David Refkin
There is a huge opportunity for NGOs to collaborate with business.
- There is a huge opportunity for NGOs to collaborate with business. Environmental Defense and the World Resources Institute offer stories of successful collaborations. But "at the end of the day, it's about finding answers, and we need more answers in this world."
Amy Davidsen
- Chase has helped NGOs better understand how capital markets work, what disclosures the SEC requires, how useful they can be. We can get lots more done by "bringing each party's relative advantages and knowledge bases together."
David Refkin
- Businesses are focused on shareholder value. There's no value for sustainable development, for reducing carbon emissions, for avoiding the calamity we're facing. NGOs haven't created a political framework in which sustainable development makes business sense. A radical political partnership is needed between NGOs and business to dramatically change our direction.
Joseph Romm
The United States needs to take a leadership role within the next five years.
- It's assumed in the United States that we can't address climate change if China and India don't. People in China and India say the United States caused this problem and should go first. The ozone depletion problem was solved because the United States went first.
- "The problem ... is the United States of America." If it doesn't take a leadership role within the next five years, from an equity standpoint there's no possibility of solving this problem. "China and India will build enough coal plants to finish the job we started, which is to destroy the climate and make this planet relatively a ruinous place for the next hundred generations."
- What needs to be done to achieve C02 levels of 550 ppm "is so far beyond what's politically acceptable in this country" that a single-issue electorate must emerge for whom this is the primary issue.
Abby Joseph Cohen
- Multinationals domiciled in the United States but doing business elsewhere have adopted Kyoto. Businesses operating in U.S. states with standards dramatically tougher than federal standards adhere to them. Companies are frustrated by this patchwork quilt. They want clarity and consistency, so they can plan.
Stuart Hart
- Incumbents, mostly artificially supported sunset industries, resist change. Entrepreneurs are trying to get to next-generation technologies. We need to unleash the power of entrepreneurship.
- Kerosene lanterns are costly, dirty, and dangerous. An NGO, Light Up The World, couples small solar panels from China and India with LED bulbs. Tremendous energy efficiency shrinks size. "Some wires, some controls, a little battery"—a microfinance scheme can make this an affordable rural lighting system. Incubate the solar and LED markets and turn them into mass markets, driving cost down and functionality up. At present, solar is going to Germany, where massive government incentives created a market. As soon as those subsidies dry up, "the market is dead."
Challenging Behavioral Patterns and Perspectives
In his keynote address, Peter Singer, Ira W. DeCamp Professor of Bioethics at Princeton University examined the moral dimensions of issues posed by climate change and poverty and the need for the exercise of personal and institutional responsibility. His discussion of the persistent gap between Americans' beliefs about how much their government contributes in foreign aid and actual levels of spending illuminated a stark and troubling reality.
Five speakers then addressed the agenda question posed for Session Four:
Will societies, with all of their complex social, cultural and religious components, need to modify their behaviors to achieve sustainable development?
Joel E. Cohen, Professor of Populations at Rockefeller and Columbia Universities, sketched projected changes in population and key interrelationships among population size, the economy, the environment, and cultural factors. He then addressed a bold question: what would it take and what would it mean to educate all the world's children well for 10–12 years?
Sir Partha Dasgupta, Frank Ramsey Professor of Economics, University of Cambridge, explained that economists conventionally evaluate the worth of investments by applying a positive discount rate that assumes future economic growth. Investing in measures to slow climate change, he suggested, presents a different case: economic growth may not occur, and because a global commons is at stake, a conventional economic paradigm is not appropriate.
Johan Rockström, Executive Director of the Stockholm Environment Institute, urged that poor farmers in developing nations be helped to achieve "more crop per drop," by exploiting rainfall now lost to evaporation and runoff. But, he cautioned, competition between farmers' and ecosystems' needs for water must be balanced.
Parker Mitchell, co-CEO and co-Founder, Engineers Without Borders Canada, applied an engineer's pragmatism to the problem of why technical assistance to poor people in developing nations doesn't always succeed. It's essential to closely examine the behavioral reasons why people don't embrace assistance, he contended, and to custom-tailor assistance to specific local conditions.
Andrew Dobson, Professor of Ecology and Evolutionary Biology, Princeton University, urged a rapid expansion of research to better understand the intricate webs of interrelationships that constitute ecosystems, including the relationship between habitat conversion and levels of ecosystem services and the dynamics of how ecosystems fail.
After making individual presentations, the speakers assembled for a panel discussion.
Keynote Address: Telling right from wrong
Speaker: Peter Singer Ira W. DeCamp Professor of Bioethics, Princeton University
"Changing Values for a Sustainable World"
Peter Singer cast two conference subjects that he identified as "fundamental"—climate change and the obligations of affluent nations regarding world poverty—in an ethical framework. In discussions of them, he reflected, such a framework is sometimes lacking.
He framed climate change as "one of the most basic kinds of ethical questions," by defining the atmosphere as a global commons. Its limited capacity to absorb carbon emissions without adverse effects poses the question of how an agreed-upon level of emissions can be equitably allocated—particularly given developing nations' desires. From the standpoint of any of three basic ethical principles, he concluded, the United States should greatly reduce its emissions. At present, it's "simply doing the wrong thing."
Singer favors allocating equal per capita emissions allowances to nations, adjusting for projected population growth, and providing for an emissions trading scheme. This could induce nations with low per capita emissions to enter the scheme and keep their emissions low, he speculated. Countries that don't join should perhaps be sanctioned, because they're passing along an externality to the rest of the world that reduces their own production costs and gives them an unfair advantage.
The average American can save more carbon by switching to a vegan diet than to a Prius.
But responsibility for reducing emissions doesn't rest with governments alone. Individuals can act. Fuel-efficient cars are important, but "the average American can save more carbon by switching from a typical American diet to a vegan diet than from switching ... to the Prius," Singer contended. That's because the way we rear animals is extremely energy intensive, particularly for beef.
Turning from the subject of climate change to our obligations to the poor, Singer observed that "we're all shocked by sudden tragedies like Hurricane Katrina." But 27,000 children are dying each day because of extreme poverty—more than 9 million deaths a year that are preventable. He recounted a parable of "the drowning child" to contend that "it is wrong for us to allow children to die from poverty-related causes" that we can prevent without great sacrifice to ourselves.
As an example of how individuals can act, he told of a friend who'd used $7300 from an inheritance to pay for a sanitary water supply for an Ethiopian village. It will provide safe drinking water for years, reducing disease and the time women spend hauling water. By reducing the amount of fuel that must be gathered and burned to boil dirty water, it protects the environment. Another example: consumers can buy products that support fair trade.
On the level of government action, current U.S. foreign aid is minuscule and spent largely to serve strategic goals; the poorest countries receive less than one-quarter of it, Singer said. Polls reveal that "Americans are badly confused about this": the amount they'd like the government to give is ten times what it actually gives, although many people think it gives too much. "That clearly is a failure ... of political leadership."
"The basic needs of others should be a pressing call ... on our governments and on us personally to change our values and to do what we can to help them," he concluded.
Educating all the world's children
Speaker: Joel E. Cohen Abby Rockefeller Mauzé Professor of Populations, Rockefeller University; Professor of Populations, Columbia University; Head of the Laboratory of Populations, The Earth Institute at Columbia University and Rockefeller University
"Education in Developing Countries"
Joel E. Cohen sketched projected population demographics out to 2050, and he explained why they make education for the developing world even more important.
As reported in his September 2005 Scientific American article, "Human Population Grows Up", out of every six people in the world, four or five now live in poverty; their numbers are growing 15 times faster than the number of rich people. Their rates of HIV/AIDS and infant mortality are far higher; their lives, shorter. By 2050, total population could rise to 9.1 billion; the Middle East could have three times the population of Europe, "a colossal change in one century."
Age structures will shift dramatically: for example, by 2050, Europe's population will be shrinking; the Middle East will have "an enormous youth bulge." Worldwide, population will be older, more urban, and growing more slowly. Major uncertainties concern the extent of international migration and family size. Population size, the economy, the environment, and culture are interrelated, Cohen stressed. Huge expansion in wealth has been driven largely by energy consumption. The resultant increase in carbon and nitrogen emissions, due more to economic than to population growth, has affected the environment. Similarly, increases in water withdrawals have been driven more by economic than population growth.
What if all children had 10 to 12 years of high-quality education? What would it take to achieve this?
"The major cultural event of the 20th century was the spread of primary education." It's "an amazing achievement," Cohen stated. His book How Many People Can the Earth Support? identifies panaceas proposed for global problems. Those goals could be achieved by educating all children well for 10 to 12 years, he contended. A Universal Basic and Secondary Education project he co-directs is examining two questions: What would the world be like if all children had 10 to 12 years of high-quality education? What would it take to achieve this by 2050?
At present, perhaps 115 million children of primary school age aren't enrolled in school, about 20%; perhaps 300 million children of secondary school age aren't, roughly 50%. Sub-Saharan Africa, East Asia and the Pacific, and South and West Asia were the three regions with the largest numbers of children out of school in 2001, and in that year they accounted for 85% of children out of school. And, most children in school "are getting a lousy education," Cohen added.
Crucially, education affects and is affected by population. More-educated people live longer, marry later, migrate more, have fewer children, want more education for their children. "Ten years of education gets you between two and five fewer children per woman." Conversely, population size and age structure affects the size of the school-age population. "Rapid population growth makes schooling all children more difficult."
Education about family life, sex, and the environment warrants far more effort, Cohen stressed. Reducing population growth is probably a cost-effective way to reduce carbon emissions.
What it would cost to educate all the world's children through secondary school? One estimate, highly speculative, is $34 billion to $69 billion more a year. One obstacle is simple lack of information: "The statistics are totally inadequate for us to know about the quality and distribution of education," he observed.
Cohen closed by posing "big questions about education in the 21st century":
- Will today's elderly invest more resources in the young or in themselves?
- Will the developing world adopt models of education that exploit new information technologies and opportunities?
- Should developing countries spend a marginal dollar on education, health, physical infrastructure, or applied research? On primary, secondary, or tertiary education?
- Will education instill values that divide people, or bring them together? Will it give children the skills to cope with diversity?
We must talk about what we want from education, he urged. And because the 21st century is about "mastery of information through biology and computing," we must prepare our children to master information if they're to participate "in the leading edge."
How economists think about value
Speaker: Sir Partha Dasgupta Frank Ramsey Professor of Economics, University of Cambridge; Fellow of St. John's College
"Discounting Global Warming"
Sir Partha Dasgupta led his listeners through an exercise in reasoning. We've been told about the magnitude of global warming and the difficulties humanity is likely to face, he observed. Yet the economics literature pays little attention to these problems. "If anything, the suggestion has been that ... it's tomorrow's problem."
About two years ago, he recalled, eight eminent economists were invited to Copenhagen to discuss this question: Given $50 billion to spend over five years on 10 global problems, what would you spend it on, in what order? The "Copenhagen consensus" ranked global warming last. "Is," Dasgupta asked wryly, "economics beyond repair?"
The problem is not with economics per se, he explained, but with economists' "reluctance to engage with environmental scientists and work through this extraordinary problem." The reason economists in Copenhagen concluded that money spent to slow global warming should be spent not now but in the future is that economists tend to use a positive rate to discount future benefits resulting from current expenditures.
For example, for public projects in the United States, it's customary to use a 4% or 5% discount rate, the opportunity cost of the investment: safe government bonds earn approximately that, so a competing project should yield that return to be worth it. At 4% a year, a dollar's worth of additional consumption benefits 100 years from now would be worth less than $.03 today. Thus, projects that pay off 50 or 60 years from now must be very productive.
For a "global commons issue," what humanity should do collectively differs from what an individual investor should do.
But global warming is a "global commons issue," and what humanity should do, collectively, differs from what an individual should expect for a dollar's investment. Why, collectively, should we discount at all?
Dasgupta cited two reasons. First, we may simply be impatient: we want the benefit now. For global warming, that argument is inappropriate: an individual may not be here at some future date; society will be. Second, if you think you're going to be better off 20 years from now, an extra dollar will be less valuable in the future. You need it more now. Rising consumption argues for discounting at a positive rate. But declining consumption argues for discounting at a negative rate.
Americans don't think about declining consumption, because they've experienced nothing but growth, Dasgupta pointed out. But over the past 30 years or so, sub-Saharan Africa has experienced declining per capita consumption. A government advisor in sub-Saharan Africa in 1970 with a reasonable forecast of what was in store "would be absolutely insane to use a positive discount rate to evaluate public projects."
Similarly, if you believe global consumption may eventually decline because of climate change, you reach a conclusion that's the opposite of the Copenhagen consensus. Note, Dasgupta added, that the rate of return to private investors could be positive while the community discount rate is negative. Indeed, we're accustomed to accepting differences. What's new is that the difference can be so great that one can be positive and the other negative.
Exploiting available water and boosting Its productivity for agriculture
Speaker: Johan Rockström Executive Director, Stockholm Environment Institute
"A New Perspective on Water Poverty and Sustainability: Green and Blue Water Options to Attain the MDGs"
Johann Rockström introduced "a new freshwater paradigm" that, he contends, can help secure sustainable freshwater to eradicate hunger and poverty: Expand management of water to encompass all available moisture that falls as rain, and boost its productivity.
Food production now constitutes 90% of human water requirements, he explained, and demand for food is growing. Water withdrawals from rivers and aquifers, particularly for agriculture, are growing fast, too—six-fold over the past 100 years. Water-scarce regions where current climate variability is high correlate with areas of malnourishment. "Dry region" savannahs, in particular, are global hotspots in terms of poverty, hunger, and water-related challenges: more than two billion people live there, 90% of them in developing countries. Population growth is fastest there. Africa is an urgent case. It's most subject to climate variability, in the form of frequent drought, and climate change could aggravate this.
The challenge of hunger is essentially one of water management.
Thus, Rockström observed, "the challenge of hunger is essentially a challenge of water management," a "massive challenge" not addressed by the MDGs.
Conceptualize the hydrological cycle by partitioning rainfall into two fluxes, Rockström suggested:
- Green water flows through evaporation and plant transpiration via photosynthesis back to the atmosphere. Globally, it constitutes 60% of all water; it sustains all terrestrial ecosystems.
- Blue water is the liquid water that flows from catchment areas to oceans through large river systems. It's 40% of all water.

Classic water resource maps portray 30% of world population facing water scarcity by 2025. But those maps rely on "blue water" data. Water policy today is focused on direct economic use of blue water for domestic uses, irrigation, and industry. But while blue water diverted from rivers for irrigation is important, it's a small contribution to total food production, and increasing its use comes at the cost of damaging aquatic habitats. Most food production relies heavily on vapor fluxes from rain. "We have no clue whatsoever of how much water is actually used to produce food," Rockström said. Water vapor is a major water resource, but it's never taken into account in water resource planning. "Here lies an opportunity."
A book Rockström coauthored, Balancing Water for Humans and Nature, calls for "a triply green revolution": he would like to double food production in one generation, in a way that's environmentally sustainable and upgrades rain-fed agriculture for small holder farmers. How?
In poor countries, only 10%–15% of rainfall is productive green water flow; most of the rest leaves the farmer's field as evaporation; some, as runoff, degrading the land. We can increase "crop per drop," Rockström explained, by getting water down into the soil and available for uptake, so it can return productively to the atmosphere. "We can double and triple [water] yields." We regard savannas as dry lands; "actually there's ample water but at the wrong time." Water management techniques like conservation tillage, which enables the soil to absorb water, and supplemental irrigation can bridge dry spells. Other synergies are possible. Soil fertility is essential.
To reduce hunger by half, "you'll have to eat into other ecosystems consuming green water. There will be tradeoffs; that's the crisis of how to balance water for food and nature." But small low-yield farmers can boost crop productivity while decreasing the amount of water they use, if green water resources are exploited.
We can achieve a sustainable green revolution, Rockstrom concluded, if this knowledge informs integrated land-water resource management, if freshwater policy expands to encompass agricultural and environmental policy, and if farmers are helped to learn how to exploit rainfall's bounty.
A fine-grained analysis of resistance to change
Speaker: Parker Mitchell Co-CEO and Co-Founder, Engineers Without Borders Canada
"Exploring the Practical Challenges of Creating Positive Change in Development"
Parker Mitchell's organization, Engineers Without Borders, pursues sustainable development by developing human capacity. Partnering with organizations ranging from the World Bank to tiny community groups, it helps build knowledge and capacity among local entrepreneurs and organizations so they can spread innovative and appropriate solutions to poverty. "To me the central problem ... is why poverty reduction isn't happening more quickly," Mitchell stated.
Along with the need for more money, more ideas, a different perspective, new technical solutions, Mitchell argued, we need "a better understanding of what happens on the ground ... Basically, implementation is the difficulty of translating ideas and money into impact." It's "not necessarily sexy. It's about ... nitty-gritty details." It's not easy. It's usually location-specific: a project successful in one place might not be just a few kilometers away. It's usually dynamic, requiring change as circumstances change.
No one formula applies. Success requires "understanding each community's particularities" and incorporating them into project design and implementation.
What drives development is people changing their behaviors, Mitchell said. Deep understanding of local situations, and of how behavior can change, can improve outcomes for projects designed in distant capitals. He offered "three big ideas."
The spread of existing, useful, low-capital technologies and techniques could be accelerated if behavior change were better understood. Over one billion people don't have access to clean water. Solutions such as solar pasteurization and a household chlorine treatment are easily affordable; adopting them requires behavior change.
Factors that drive behavior must be understood. In project planning, factors that seem not rational, economically tend to be underestimated. Conservation farming, a simple-seeming technique that can yield massive crop increases, offers one example. Why weren't African farmers adopting it? A fine-grained analysis identified five distinct, deeply rooted, reasons that could be addressed. Similarly, why did poor farmers resist growing sorghum, although in terms of labor required, yield, nutrition, and susceptibility to drought, "sorghum is probably the best crop out there"? Careful analysis revealed reasons that could be addressed. For innovations to be widely adopted, field implementers must address sources of resistance and adapt innovations to local realities.
Behavior change leads development. If an outsider provides free inputs, like education, water, seeds, and fertilizer, will behavior change follow? If not, another strategy is needed. Mitchell believes the closer one is to physical production—like growing a crop, as opposed to delivering healthcare —"the more careful one needs to be about providing free inputs."
These considerations bear on implementation, he said:
- When a project is scaled up, usually it's very difficult to ensure that free inputs trickle down to the poorest farmers.
- It's easy to overlook the education component needed to improve crop yields—"the true extension work," which can take some years.
- Women tend to invest increased income in more education for their children and healthcare; men tend to spend it on consumables such as alcohol and tobacco.
- An open question is whether outside intervention creates a culture of dependency.
More honest discussion is needed about projects that aren't working.
Everyone who plans a development project should spend a week fully immersed in a community, asking questions, Mitchell urged. And more honest discussion is needed about projects that aren't working. Looking ahead, "We need a new generation of practitioners, both Western and local, who are going to be sensitive to and comfortable with the realistic pace of development work, and who are going to bring a powerful intellectual pragmatism to trying to solve some of the challenges of implementation."
Quantifying ecosystem roulette
Speaker: Andrew Dobson Professor of Ecology and Evolutionary Biology, Princeton University
"Ecosystem Collapse and Sustainable Development"
The need for fundamental research in the field of ecology is "urgent," Andrew Dobson contended.
Natural ecosystems provide crucial services all human beings rely on, he stated, but we may neglect to quantify their input to the human economy, or we may underestimate their value. And we don't do enough research to quantify their value. The lives of poor people are even more intimately linked to the environment than are the lives of other people, but in fact we're all intimately linked: humans wouldn't survive the extinction of all other species. With destruction of ecosystems accelerating, we need to better understand interdependencies among species and ecosystem services.
Along with global climate change, global habitat change "is destroying the world," Dobson said—principally, as habitats are converted to agriculture; 90% of the threat to biodiversity is habitat change in the tropics. Climate change is a much smaller threat, and it mainly threatens species in cooler climates. Loss of biodiversity due to climate change will proceed from the poles to the equator; that due to habitat loss, from the equator to the poles.
To better understand ecosystem services, we need to quantify them, he explained; classification helps. The Millennium Ecosystem Assessment listed ecosystems services and classified them on a spectrum from resilient to brittle. How do ecosystem services map to species diversity? How do services collapse as species go extinct? "Coarse mapping" of species to services generally finds more resilience at the bottom of the food web: species at the top tend to be lost at a faster rate; the "decomposers" are the last to go, he said.
At what point does the entire ecosystem start to collapse? "That's the big, hard question for ecology."
A big question, relatively unstudied, is this: As we lose species, at what point does the entire ecosystem start to collapse because the interplay of services has been lost? How do you quantify and model that, to examine how habitat is converted, so you know whether and when ecosystem services are going to break down? "That's the big, hard question for ecology."
Conversion of land to agriculture is a major change, worldwide, Dobson stressed. While the green revolution significantly slowed the rate of land conversion, and "the genetic revolution" slowed it too, the green revolution is heavily dependent on water, which may depend on pristine habitat. If you're concerned about poverty and human population, you want to know much land is devoted to agriculture and how many people it can support.
What happens if agricultural productivity depends on how much land is forested? Dobson borrowed one of biology's best-understood models, the dynamics of infectious disease, to examine what happens when the productivity of agriculture and the number of humans it can support is a function of the ratio of the amount of land under forest to the amount of land under agriculture. That dependence argues for conserving forest in order to sustain agriculture and populations dependent upon it, he said. At a point of equilibrium, people are living at a better standard, possibly because they're benefiting from both ecosystem and agriculture services, but at a much lower population density.
Dobson urged more interactions among ecologists, economists, sociologists, and other researchers to promote better understanding, quantitatively, of the relationship between habitat conversion and ecosystem services; how trophic-level diversity (an organism's position in a food chain) maps onto the diversity of services; whether ecosystems collapse randomly or with a predictable, sequential loss of services; and how services change as ecosystems collapse and are restored.
"But most of all," he cautioned, "we need to realize that the time ... is really short."
Panel Discussion
Highlights
The panel discussion that concluded Session Four was moderated by Roberta G. Balstad, Director, Center for International Earth Science Information Network, The Earth Institute at Columbia University.
Points below are presented in the order in which speakers made them and are compressed.
Sir Partha Dasgupta
"The numbers don't add up."
- The numbers don't add up for the huge inequality between wealth and poverty to persist. And you want growth across the board. The past 40 to 50 years have seen growing polarization. It's hard to think of a scenario in which you can maintain this and claim you're on a sustainable path.
Johann Rockström
- To lift the one billion people who are living on less than $1 a day today out of poverty, demands on energy, land, water, and other resources are insignificant at the scale of the global challenge. We could do this sustainably. But once poor people cross that threshold, aspiring to Western lifestyles would be the wrong trajectory. The key is to "reduce and change lifestyles at the top, so you guide the bottom."
Joel Cohen
- Certainly, "poverty" means material shortages, not having enough calories to protect yourself against disease, not having a secure place to live. But beyond that level, wealth may not entail a lot of material throughput. "The definition of wealth ... once we get rid of poverty, will probably evolve a lot."
Andrew Dobson
- For many people, so much of their quality of life is tied up with other species with which they coexist. If you lose those species, you destroy that lifestyle and replace it with one that might not be so healthy. "I don't know many Masai who [consult] a psychologist." That might be tied in with their interactions with other species.
Joel Cohen
Education depends on food, water, health, shelter, getting to school. These things must be integrated.
- You can't learn on an empty stomach, or if you're full of worms and feverish. Education depends on non-educational infrastructure—food, water, health, shelter, and getting to school. These things must be integrated. That's what makes it complicated. There's not a magic bullet.
Parker Mitchell
- Why aren't people being educated? We have to understand and address root factors, which differ from place to place. For example, building latrines in schools increases girls' enrollment by 5%–10%, because sending your girls to a school without a latrine carries a stigma.
- In development two approaches prevail: (1) try to improve service delivery; (2) put money and power into the hands of poor people, so they can make their own decisions. An external delivery mechanism can break down, because the ultimate beneficiaries don't have the power to ensure that delivery actually happens.
Sir Partha Dasgupta
- It's not only the poorest people who need education. It's remarkable how ill-educated we are in understanding the feedbacks and perturbations our lifestyle creates. We need to consume less. We mustn't think exclusively about what's happening in Africa and South Asia. So many of our ills are due to us.
Andrew Dobson
- We must change the thinking at the top of the pyramid—particularly the United States's massive focus on terrorism as the biggest threat to the world. "If you want a world that's going to breed terrorism, have a world that's environmentally degraded ... [W]e should be thinking much more about producing an environmentally sustainable world, one in which education has reduced the potential for terrorism to breed in the first place."
Johann Rockström
- We should respect local cultures but remember that some practices were grafted onto them not so long ago. Farmers and other poor people can be much more receptive to innovation that you might suppose.
Summing Up
Jeffrey Sachs offered closing remarks at the end of the first and second days of the conference, and the conference concluded with a Summation panel. Sachs's remarks are summarized below and are followed by highlights from the panel, which was moderated by John Rennie, Editor in Chief of Scientific American, and included Sir Partha Dasgupta, Joel Cohen, Jeffrey Sachs, Nicholas Kristoff, Rajendra Pachauri, and Abby Joseph Cohen.
Jeffrey D. Sachs's closing remarks
We've heard there's lots of suffering, along with plenty of evidence that lots could be done about it and that we're not doing what could be done, Jeffrey Sachs recollected at the end of the first day of the conference. "There's even evidence that we'd like to do what amounts to ten times more than what we're doing, even though we think we're already doing too much." This requires reflection, he suggested.
Lack of concern for the poor and sustainability issues is bipartisan, even nonpartisan. For 30 years, among donor nations, the U.S. share of gross national product directed to official development assistance has been the smallest, and it's declined significantly over decades. President Bush's recent increase is overwhelmingly war-related.
Can models of politics, of collective action, that don't rely on conventional government emerge? Is that question "just a dodge and throwing my hand up," or is it something real? Sachs wondered. Are there ways to "accomplish big goals without having to fix a political process that isn't easy to fix?" Perhaps, "in our networked and connected world—a world of more social engagement, literacy, capacity distributed all around the planet"—it's possible to achieve large-scale social change in nontraditional ways.
Gandhi changed the world—without the Internet. What can we accomplish?
Ending poverty may be analogous to ending slavery and colonial rule and to the civil rights movement, he suggested. Those broad movements ultimately involved political, legislative change, but they were deeply grounded in a mass social movement, in values, ethics, and some economics, too. Gandhi changed the world through mass action, "even without the Internet." Today, "we have huge advantages in lowered transactions costs, in a world of literate and mobilized populations." The question for engaged, networked businesses, NGOs, and universities is this: "How far can we get in a new kind of politics around sustainable development?"
Simply getting governments to commit to the shared MDG goals was crucial, Sachs reflected. The goals "help align us in a powerful way." Now, how to hold ourselves to account for them is the question. Can we, "through our own actions, networks, and agreements with each other and our improvisatory approaches" find effective, practical ways "to help the world get back on a course that we want"?
At the end of the second day of the conference, Sachs observed that the issues are complicated, "and there is no single, simple summing up." Unknowns are huge; problems operate at many different scales: economically, from villages to global industry; temporally, from 25,000 children dying today to the effects of anthropogenic forcings a century from now. It's hard to think about and act on this in a consistent way. "By far the most important thing to do is to be individually responsible and try to understand the problems."
So, is sustainable development feasible? "I want to insist that we still don't know," he stated. Of course unsustainable practices will end. But will a radical, perhaps even violent, change of lifestyles and living standards be required? If we can use only half the resources we use now, sustainable development isn't feasible. Can we achieve sustainability "without a wrenching sense of decline or discord ... resulting from massive retrenchment of material activity?" That is perhaps The Earth Institute's central research question, he noted.
Time is running out: change is cumulative; for example, CO2 accumulates. If carbon sequestration research fails, we've got an even bigger problem, Sachs cautioned. Ecological sciences are still rudimentary; the complexity of these systems means we live with enormous uncertainty. But uncertainty doesn't mean inaction. We must master these issues and promote mastery of them. "We're so proud to be working with Scientific American, the New York Academy of Sciences, many other groups, on massive public education and debate."
What am I doing today to help keep people alive who will die if we don't act?
The most urgent question, he said, is "What am I doing today to help keep people alive who will die if we don't act? Individuals, communities, schools, organizations, and businesses should mobilize their resources to answer this question. In Africa, 300 million bed nets are needed to protect people from malaria. A mere $10 can save a life. Millennium Promise offers ways to solve this problem. The Millennium Villages Project and Engineers Without Borders are among other worthy candidates.
More broadly, we must change the politics in the United States—and the discussion. These are the most important issues on the planet, Sachs insisted. We must help people understand them. The question is how to organize to meet our collective responsibility for our common fate. Markets can make a difference. The business community has a fundamental role to play; its leadership is vital. But the conversation about sustainable development must become the centerpiece of public debate.
Highlights from the summation panel
Moderator: John Rennie, Editor-in-Chief, Scientific American
The conference concluded with a Summation panel that faced an impossible task: summarizing a conference that defies summation. But the panelists stepped up to the task with remarks that not only distilled some key points presented during the conference but pointed beyond it.
The points summarized below are just a few of many highlights from a wide-ranging discussion. They're presented in the order in which speakers made them and are compressed.
Sir Partha Dasgupta
- Countries with the lowest GDP per capita haven't experienced sustainable development; their productive base, which includes natural capital, has declined. Unless we curb our demands on their natural resource base, matters won't reverse themselves soon.
Joel Cohen
- To address issues related to sustainable development, we must find a way around fundamental constraints of nation-state democracy:
- The time scale of problems related to sustainability far exceeds elected officials' terms of office and attention spans.
- Outcomes of decisions we make today will be borne by people in the future who had no say.
- U.S. officials make decisions about matters like crop subsidies and environmental policy that directly affect people who don't elect them.
Jeffrey Sachs
- Part of the problem lies with U.S. electoral democracy right now. Some other democracies are doing a much better job of addressing longer-term challenges.
Nicholas Kristof
-
People who've worked in Asia tend to be more optimistic; those who've worked in Africa, more doleful. East Asia has been incredibly successful, with remarkably little outside help; Africa has been remarkably unsuccessful with a lot of outside help. But lessons from more successful places are increasingly being absorbed.
- Nationalism and security problems can destroy promising scenarios. Africa desperately needs more security. Violence can infect neighboring countries. Problems in Darfur, Congo, and elsewhere result in part from environmental degradation, lack of education, and other issues; they're interrelated. "You'd get tremendous bang for the buck" from an international security force that could stop the slide into violence early on.
Jeffrey Sachs
A development plan could help combatants imagine alternatives to killing each other.
- Security can't work without development. We haven't given a lot of aid to Africa. We've watched, manipulated, let people die. That we've done so much but so little has happened is a pernicious myth.
- The problems began and continue as an ecological and population crisis of extreme poverty. It's a water-stressed area; impoverished groups compete. "I've yet to see one development plan put forward for the region." This seems a tragic mistake: the combatants need to be able to imagine alternatives to killing each other. Such a plan can link security, development, and sustainability.
Rajendra Pachauri
Abby Joseph Cohen
- Some corporate disclosures are hard to parse. Public databases with reliable data that can be used to compare companies' performances aren't available. We need, along with more disclosures, analysts who can tell us if they're meaningful.
- Investors must consider risk related to unmeasured potential long-term corporate liabilities. Asbestos is a cautionary tale.
- In major developed economies, energy used per unit of GDP has declined notably, not entirely because of more efficient processes and conservation. We outsource some energy-intensive activities to developing economies, which now use more energy per unit of GDP than we do. If their regulatory environment is lax, we may be exporting problems. But multinationals tend to be reasonably good citizens abroad, from an environmental and energy-use standpoint.
Sir Partha Dasgupta
A huge swath of natural capital is unaccounted for.
- National and international income accounts carry remarkably little information about what we're doing to nature. A huge swath of natural capital is unaccounted for, and thus not factored into decision-making. We're not paying for so many resources we use. It's urgent that we perform economic calculations at the household level too, taking these resources into account.
John Rennie
- "Unreasonable" people are responsible for almost all progress: "they stare reality in the eye and insist the world is going to change ... I hope we will all go from this place and cause a world of trouble."
Open Questions
On the State of the Planet 06 agenda, the subjects of the four main sessions were elaborated as questions. Speakers' talks and the panel discussions raised many more questions and pointed toward still others. The questions presented here are a small sampling of those the conference prompted. They sketch only partially the breadth, depth, and complexity of the subjects that sustainable development encompasses.
We've sorted open questions under the following categories:
- Aligning policy with reality
- Capacity building
- Alleviating poverty, facilitating development
- Ecosystems and human health
- Climate change
- Fossil fuels and clean energy
- Market forces
Because so many issues are interrelated, many categories overlap, some heavily. For example, climate change, government action, energy, and market forces are inseparable. Questions could be sorted in many ways, no one of them satisfactory. If a question that seems obvious is missing from one category, it may show up in another. Or, it may not. We simply hope readers will find interest and value in the range of questions posed.
But as conference speaker David Refkin said, "[A]t the end of the day, it's about finding answers, and we need more answers in this world."
Aligning policy with reality
Making economics tell us the truth
GNP measures only gross production and consumption of marketed goods and services, relegating environmental and social impacts to the category of "externalities." It drives policy around the globe, with ruinous consequences. What will it take for nations to adopt ecological economics' reality-based measure of human well-being and ecosystem health?
Will ecological economics shape the thinking of economists within (1) federal, state, and local governments; (2) the World Bank and IMF; (3) major investment banks; (4) business schools; (5) major foundations and think tanks—fast enough to matter?
What strategy for gradually transforming tax policies to reflect ecological realities can earn political support? Will a "green tax shift" toward ecotax policies gradually occur?
If governments embraced ecological economics and altered their policies accordingly, how would the market valuations of major corporations change? What forms of investment would capital seek?
Making government serve sustainability goals
How within the political arena can environmental and energy issues be repositioned so that environmental security and energy security are taken as seriously as military security? When will the archaic U.S. defense budget and archaic tax subsidies be reshaped to reflect these realities?
Thinking the unthinkable: How might governments engineer significant income redistribution peaceably?
Beyond fundamental changes in policy and budget priorities, for the U.S. government to pursue sustainable development in earnest, what changes to the executive branch and the current congressional committee structure are required? How severely would the federal deficit constrain efforts?
How successful will London's attempts to become an "exemplary, sustainable city" prove to be? How successful will other cities+ be?
Will developing nations develop, implement, and fully enforce sound environmental regulations?
Making better decisions
How can the public and private sectors rapidly increase their ability to absorb scientific knowledge and deal with complex scientific issues, so that decisions made by legislators, judges, agency administrators, and corporate officers are adequately informed and soundly reached?
To be useful, credible, and defensible, a decision-making process must be clear and transparent to all parties. Can current processes adequately handle the decisions that sustainability goals demand? How can they be strengthened?
Industrial ecology illuminates how materials and energy flow through economies and impact the environment. Exactly how can economic, political, regulatory, and social decision making be modified to methodically take these impacts into account?
Making politics more responsive
How can we get the issues that matter the most into the center of public debate, particularly when urgent issues such as Iraq, a nuclear Iran, and natural catastrophes dominate the news?
How can the relentless pressures of U.S. election cycles be moderated, so that elected officials can more easily address critical long-term issues?
Do we need a "new kind of politics," or do we just need to work much harder to make the current system serve sustainability goals? Will ventures like the new, bipartisan Alliance for Climate Protection alter political alignments?
What networked alternatives to the current political system can advance the sustainable-development agenda? Will Internet-based initiatives like OneWorldTV, which harnesses mobile phone technology to "lift the voices of the people above the noise of the crowd," and Stop Global Warming, which is promoting a "virtual march," contribute to real political change?
Absent U.S. government leadership, how far can Americans get toward achieving sustainability goals?
More philanthropists and nonprofit groups are engaging with problems related to sustainable development. How much of a difference can they make? Will efforts funded by Bill and Melinda Gates and Warren Buffett produce results that not only benefit poor people in developing countries but make issues related to poverty a higher priority in the developed world?
How severe will the impacts of climate change and ecosystem destruction have to become to trigger action on the scale and schedule needed to address these problems in earnest?
Helping the public understand
For a distracted public with a short attention span, how can scientists best "get the message out"? How can they become more effective communicators?
How can the media in developing as well as developed countries be helped to tell this story more effectively?
To help citizens better grasp the challenges we face and motivate them to act, what specific messages are appropriate? How can insights from marketing, advertising, and the social sciences help?
How will the growing attention to climate change, energy issues, and humanitarian causes in popular culture—movies, books, and TV—shape individual behavior, public opinion, and political action? Will celebrities' efforts and documentaries like Al Gore's film, An Inconvenient Truth and New York Times columnist and author Thomas Friedman's TV special, Addicted to Oil: Thomas Friedman Reporting, drive real change?
Why have efforts to help Americans grasp how very little their government spends on foreign aid failed so miserably?
Population and geopolitical concerns
Will global population growth be slowed?
How will demographic trends affect the geopolitical landscape and sustainability goals?
Will increasing demand for food, fresh water, and fossil fuels aggravate regional political instabilities? Will the international community have the capacity to manage potential conflicts?
Will burgeoning megacities spawn political unrest? Will high-density population centers promote greater efficiency of resource distribution and use?
How successfully will terrorists exploit the vulnerabilities of an increasingly networked, globalized world? With what consequences for sustainable development? for global cooperation?
Over the long term, will democracies prove more or less environmentally responsible and than other forms of government?
Capacity building
Changing perception and behavior in the developed world
Is there any evidence that individuals and societies can change their behavior fast enough, and on the scale needed, to alter current destructive trend lines?
Are most citizens in affluent nations too addicted to consumption to ever focus on the sustainable development agenda? What can motivate them to voluntarily moderate, let alone curtail, consumption?
What sustains widespread societal denial of the fact that we're destroying our life support systems? Do the dazzling successes achieved by science and technology induce a complacent belief that future solutions will materialize?
Will moral concern for future generations and the moral imperative to prevent deaths related to poverty acquire enough force to drive change?
As more religious leaders champion environmental goals, how will their congregations respond?
More broadly, what role will religious institutions play in promoting social equity and environmental responsibility locally and around the world?
As consumers concerned about sustainability come to understand how much energy is required to produce foods at the high end of the food chain, will they change their eating habits?
In an increasingly resource-constrained world, what can the developed world learn from developing nations about efficient use of scarce resources?
Building capacity within institutions
Poor farmers in ecologically fragile regions and poor people in urban slums face radically different problems. More and more of the world's poorest people live in cities. Are agencies and organizations that are working to alleviate poverty adjusting their agendas to keep pace with this shift?
Will the UN be able to reform and revitalize its own administration, so it can pursue its laudable goals more effectively? Is the UN the most effective mechanism for pursuing those goals? What other institutions could champion them as well if not better?
Will the Millennium Development Goals be revisited in light of concerns about energy and the impacts of development on ecosystems?
Some governments in poor nations aren't reliable conduits for aid, because they're poorly administered and/or corrupt. Where, specifically, can businesses exert leverage to demand the stable, level playing field that healthy markets require?
How can universities around the globe more aggressively and creatively mobilize the knowledge they possess to promote sustainable development?
Many grave problems are competing for scarce resources. What new synergies are possible among government agencies, NGOs, business, and universities?
Strengthening education
By how much can the Internet, cell phones, and computers augment education in developing nations?
How can students of all ages and citizens everywhere be helped to understand the complex interdependencies between the human-made and natural worlds and to develop a sense of stewardship for both?
How can levels of scientific literacy be dramatically raised, everywhere?
If science and technology are to contribute to meeting sustainability goals, an adequate supply of scientists and engineers will be needed. Many initiatives are under way to build the science and technology capabilities of developing nations. How effective will they be? Will the U.S. produce the new generations of scientists and engineers it needs? Will the brain drain from developing nations be reversed?
Strengthening research
What knowledge do we most need to acquire? Are R&D dollars invested in the right lines of inquiry, and in the best hands? Will science and technology deliver advances that can be implemented widely enough and quickly enough to make a material difference?
Will desalination ever produce large-scale benefits?
What advances will minimize the staggering and accumulating volume of physical waste that the developed world generates each day and that developing nations will soon be generating.
What public policies can stimulate the development of safer industrial processes and products? How can industry's capacity for innovation be more fully tapped?
Alleviating poverty, facilitating development
Pressures on developing nations
Climate change has the potential to harm developing nations most. By how much will it retard their economic development?
With more of the world's population now urban than rural, and with population growing, how will cities absorb more desperately poor people and minimize impacts on already overstressed ecosystems?
In India, vital infrastructure improvements needed to sustain economic growth threaten to uproot slum-dwellers, who vote. How will these conflicts be resolved?
Will efforts to privatize drinking water supplies succeed, and with what consequences for people who can't afford to pay for water?
As outsourcing proceeds apace in developed nations, will it erode their willingness and capacity to extend aid to developing nations?
Trade, finance, and enterprise
Regulatory and administrative barriers in developing countries can impede enterprise. Why aren't they being dismantled more quickly?
Will the agricultural subsidies and tariffs in developed nations that so disadvantage developing nations be reformed?
Will the World Bank and IMF modify their approach to development, to achieve more impact?
Microfinance/microcredit is a powerful tool for raising incomes. How can it be scaled up by orders of magnitude?
Can entrepreneurs cultivate lucrative markets—on a scale that matters—by collaborating with people "at the base of the pyramid"?
Science & technology and technical assistance
Clean drinking water and safe sanitation are urgent needs. How can the deployment of simple, affordable, existing technologies that meet them be rapidly and massively scaled up?
Will techniques to exploit rainwater be adopted swiftly enough to make a material difference to farmers in water-stressed regions, especially Africa?
What gains can be realized from novel applications of existing low-tech techniques, like making charcoal from agricultural waste, and of high-tech devices, like solar-power LED lamps, GIS, and GPS? From new technologies?
What forms of technical assistance can best foster enduring indigenous capabilities? What forms are widely replicable? Will the Millennium Villages Project succeed? If so, how replicable will it prove to be?
What more can be learned from projects that fail? From "bright spots"?
Can genetically modified crops boost nutritional benefits and resist pests and prove safe and earn wide acceptance? What non-GM research holds the most promise? Can the international agricultural research community deliver gains fast enough? Will the Africa Fertilizer Summit produce results?
For the International Rice Research Institute and the Association of Southeast Asian Nations, scientists are devising indicators to assess the sustainability of rice production in South-East Asia. What will they learn, and how will it affect productivity and agricultural practices?
Human health
How can we reconcile protection of intellectual property rights that spur innovation with the goals of (1) making the benefits of life-saving drugs affordable to the world's poorest people, (2) promoting R&D directed to their urgent needs?
Will the growing but still under-funded array of organizations now tackling malaria and other neglected tropical diseases achieve breakthroughs soon?
What will it take to get long-lasting, insecticide-treated bed nets deployed in every sub-Saharan African village? What further advances in mosquito control will be realized?
Will the ability to predict local seasonal climate become a standard tool for reducing the incidence of malaria? of other diseases?
What could an Africa freed of malaria achieve?
Safeguarding ecosystems and human health
Ecosystems
Species are finely tuned to their habits and are temperature dependent. How will rising temperatures affect specific species? Whole ecosystems? Human society and our use of natural capital?
How will what's been learned from the Millennium Ecosystem Assessment be used? As destruction of ecosystems accelerates, where is scholarly research most urgently needed to inform decision making?
How much difference will forest certification programs make? Can destruction of the Amazon rainforest be slowed?
Will developing nations moderate the rising nitrogen emissions that threaten to damage plant life in biodiversity "hotspots"?
Has destruction of the world's fisheries passed the point of no return? Can damage to coastal waters, deep seas, and open oceans be slowed?
China's economic boom has brought widespread, severe, and worsening environmental degradation. Will matters get better or worse in the near term?
Agriculture and water management
The "industrial model of agriculture" has been characterized as "too energy intensive, wasteful of water, and dependent on chemicals." As a growing world population increases demand for food in a resource-constrained world, how will this model evolve?
By far the greatest loss of habitat results from food production. Climate change will adversely affect food production; a growing population will require more food, which will require more water. Can growing demand for agricultural land and water be met without depleting the land and water needed by ecosystems?
How can holistic watershed management be fast-tracked around the world?
Disease and adverse health effects
Under what conditions does species diversity decrease or increase the risk of specific diseases for human beings?
Will a global health system to monitor for infectious diseases and act swiftly to prevent pandemics be implemented?
Economic growth in China and India has resulted in the release of toxic chemicals into the environment and, as more coal is burned to generate energy, worsening air pollution and water pollution. How much damage to human health will these countries absorb before strict measures are taken to arrest and reverse these trends?
Chemicals
To increase crop yields, huge amounts of fertilizers and pesticides have been introduced into the environment. As growing population increases demand for food, how will concerns about this chemical loading converge with concerns about genetically modified crops that could obviate the need for some chemicals?
Toxic chemicals used in manufacturing are steadily accumulating in the environment and in our bodies. Will the EU's REACH approach, which requires that chemicals be demonstrated to be safe before they're approved for use, be widely adopted? Will the precautionary principle eventually prevail?
Government agencies can't adequately regulate the many small companies that use toxic and hazardous chemicals. What can induce better self-regulation?
Climate change
What course will human-driven nature take?
How fast will the ice caps, permafrost, and glaciers melt? How quickly will rising sea levels flood islands and low-lying coastal regions?
How will precipitation patterns change—and with what consequences for crop yields? drinking water supplies? desertification?
How much more frequent will extreme weather events become? Will storms become more frequent and more severe?
How far-reaching will the effects of ocean warming and acidification on marine life be?
Will climate change abruptly? Will some effects prove irreversible? How will impacts on regional climate vary?
What will prove to be the net effects of global warming, driven by greenhouse gas emissions, and global dimming, driven by air pollution?
What will advances in regional and long- and short-term climate modeling reveal?
As accounting of GHG emissions becomes more complete and accurate, and as scientists learn more about carbon sinks and cycles, what insights will be gained?
Will today's large natural carbon sinks remain sinks under future climate conditions?
Impacts on the human world and mitigation strategies
Will climate change create large numbers of environmental refugees?
As sea level steadily rises and flooding becomes more frequent and severe, what will be the effect on coastal cities and their infrastructure, including power plants, within ever-expanding flood plains? How will impacts be mitigated?
More than half the world's population depends on rice. Will scientists be able to develop strains that can tolerate climate change?
How quickly will climate scientists acquire the ability to make reliable near-term predictions of extreme weather events? As those predictions become a commonplace tool, how effectively will they be used for mitigation?
Government action
What's the optimum achievable energy portfolio for the United States over the next two decades? How should U.S. energy tax subsidies and R&D funding be allocated to best promote it?
What will break the stalemate between China and India, which haven't committed to Kyoto because they're developing nations, and the United States, which hasn't committed because China and India haven't?
Will the U.S. government cap CO2 emissions? How effective will voluntary CO2 caps prove to be? Should a tax on carbon be adopted? How much difference will voluntary schemes make?
Will the U.S. EPA's voluntary Methane to Markets Partnership prove effective in reducing human-caused emissions of methane, a greenhouse gas that is emitted in smaller quantities than CO2 but, gram for gram, has a cumulative warming effect 23 times greater?
How can China and India be induced to cut their soaring CO2 emissions when coal-fired power plants are fueling economic growth and offer the easiest energy path forward?
How should the burden of reducing carbon emissions be allocated among nations to minimize inequities? Should nations whose cumulative emissions are largest bear the greatest burden?
Will the EU's mandatory, troubled, carbon Emissions Trading Scheme succeed?
In the absence of federal legislation, how will U.S. state and city initiatives to cap CO2 emissions and promote renewable energy evolve?
How much difference will they make? What will the impacts of planned collaborations between the State of California and the UK to reduce carbon emissions be—on actual emissions, on markets in emission allowances, and on the politics surrounding climate change? What about the collaboration between the Clinton Climate Initiative and the Large Cities Climate Leadership Group?
Whatever the regulatory scheme, how adequately will actual emission reductions be verified? Will accurate, transparent data on emissions be widely shared?
Given that demand for energy is such a huge driver, why isn't energy conservation promoted as aggressively as energy efficiency, which in some instances actually increases demand?
To what extent can climate be stabilized by achieving greater efficiency and reducing consumption of fossil fuels? To what extent are much deeper technological fixes necessary?
How can U.S. federal and state regulatory processes be modified to promote, not thwart, the development of new energy technologies, while ensuring protection of human health and the environment?
Will the U.S. government adopt far stricter vehicle fuel-economy standards and/or a higher tax on gasoline to discourage unnecessary driving?
Given its crushing need to repair and replace crumbling infrastructure, will the United States ever undertake large-scale expansion of public transportation?
Fossil fuels & clean energy
The power-generation sector
Will carbon sequestration prove feasible on the scale needed? Affordable? How energy intensive will it be? Will storing CO2 underground or underwater adversely affect local ecosystems? Is cost-competitive "clean coal" achievable?
How quickly will affordable, new clean-energy technologies come to market? Which alternatives to fossil fuels can be adopted fastest, on a large scale?
How quickly could a "clean energy revolution" occur worldwide, given the lifetime of existing infrastructure, lead time for new projects, and cost constraints?
Will collaboration between the EU and China to develop clean-coal plants succeed—and succeed fast enough to matter?
How influential will World Bank, IMF, and G8 clean energy initiatives prove to be?
As concerns over climate change grow more acute, will nuclear power enjoy a resurgence in the United States? If so, at what cost in federal subsidies? Will the long-unsolved problem of disposing of nuclear waste impede a resurgence? How will that problem be solved?
Will the UK's government succeed in its new effort to promote nuclear power?
As more nuclear power plants are built around the world, can nonproliferation safeguards and security be adequately managed?
Can science provide more accurate bases for crediting the carbon offsets provided for as Clean Development Mechanisms under the Kyoto Protocol?
The visibility of wind turbines has made siting wind power facilities controversial in some communities. Will public perceptions of wind power facilities gradually shift? Will future generations wonder what all the fuss was about?
What advances in wind power technology, both onshore and off, lie ahead?
To what extent has the United States outsourced its environmental and energy impacts by outsourcing manufacturing?
The transportation sector
Will the Pentagon's initiatives to increase its fuel efficiency and streamline logistics serve to catalyze industry?
What will happen to gasoline prices in coming years, and with what consequences?
Will Americans embrace hybrid vehicles?
If biofuels are produced on a large scale, what sources of energy will be used, with what net impact on CO2 emissions? Will cellulosic ethanol take off as a viable alternative fuel?
How will developments in biofuels alter the energy market? Will demand for biofuels aggravate deforestation?
Will China beat the U.S. auto industry to the world marketplace with more fuel-efficient vehicles? How can Detroit compete when it's saddled with huge health-care and pension costs?
If, by 2020, one billion cars and light trucks are on the road, what will life be like? What will be the impacts on the environment? Will the EU's approach to "management of end-of-life vehicles" through promotion of recycling and reuse of component parts succeed? Will it be widely adopted elsewhere?
Market forces
Responsible—and savvy—investing
How influential will the Equator Principles prove to be in shaping decisions that large banks make about what projects to finance?
How many more investment dollars will companies that pursue environmental, social, and corporate-governance goals attract? How will these investments influence the performance of other corporations?
Over the long-term, will companies that perform responsibly yield better—or at least competitive—returns?
Many investors are driven by short-term goals. How much of an impediment is this to investing that's focused on long-term values related to sustainability?
In an increasingly competitive marketplace driven by short-term accounting, will companies cut spending that affects the "triple bottom line" of economic, social, and environmental performance?
How adequate are current methodologies for assessing corporate performance against "the triple bottom line"? What kinds of data afford the best insights? How might methodologies and data be improved and shared more widely? At what cost? What kinds of information, in what forms, should corporations volunteer or be required to provide?
Are some companies exporting their environmental problems to countries with lax regulations? How can their performance be assessed? How can their stock be appropriately valued?
How deeply into their supply chains will corporations reach to demand more environmentally and socially responsible performance from suppliers?
Suburban development has had devastating impacts on ecosystems. When will assessment of such impacts be routinely integrated into decisions about development made by banks, insurance companies, mortgage lenders, and municipalities?
Carbon constraints
Will more companies that insure corporate officers and directors against liability demand that they explain how they're addressing risks posed by climate change?
How will the prospect of caps on CO2 emissions affect the market valuations of big CO2 emitters?
How will legal systems assess responsibility for damage caused by climate change? How will the threat of litigation for CO2 emissions affect companies' market valuations?
How will the actual physical impacts of climate change on companies' operations affect market valuations?
How dramatically will climate change affect the property insurance business?
Will the capital markets supply the huge sums required to build new clean-energy infrastructure?
Green markets
Will other major corporations follow BP and GE into the alternative energy market? Will other investment banking firms follow Goldman Sachs? With what consequences? Will small green-power marketers be crushed?
Will clean energy technology become a lucrative 21st-century industry? What countries will dominate it?
Will consumer demand for "green" products and services, including "green power" options offered by utilities, continue to grow? How price-sensitive are these products and services? Will they become more cost-competitive?
How rapidly will the "green" building trend accelerate within the private and public sectors? Will developers in China and India adopt this on a scale that matters?
How much difference will Wal-Mart's commitment to sustainability—including its support for a federal cap on CO2 emissions—make?
Web Sites
The Earth Institute
Directed by Jeffrey D. Sachs, the Institute draws from talent throughout Columbia University to address complex issues facing the planet, including sustainable development and the needs of the poor. Toward solving real-world problems, the institute supports pioneering projects in the biological, engineering, social, and health sciences, and it promotes interdisciplinary projects. Among many richly informative pages, see State of the Planet 06, sustainable development, the Global Roundtable on Climate Change, and research programs. To subscribe to a free monthly e-newsletter, enter your email address on the Home Page.
Millennium Promise
This nonprofit's mission is to encourage individuals and organizations to join the fight against global poverty, disease, and hunger, in support of the UN's Millennium Development Goals.
Science and Development Network
SciDev.Net's value cannot be overstated. It covers science- and technology-related issues that impact the economic and social development of developing countries. Its "dossiers" are comprehensive sets of articles culled by advisory panels, on agri-biotech, biodiversity, brain drain, climate change, desertification, indigenous knowledge, malaria, R&D, and yet other subjects. Information is also organized regionally. Upcoming conferences around the world are listed (so are jobs), along with lots more. Subscribe to its free weekly e-newsletter by entering your email address on any page.
World Resources Institute
This nonprofit terms itself "an environmental think tank that goes beyond research to find practical ways to protect the earth and improve people's lives." Its agenda includes climate change, energy, transportation, and the Millennium Ecosystem Assessment. Its scientists, economists, policy experts, business analysts, statistical analysts, mapmakers, and communicators work with governments, the private sector, and civic organizations around the world. Its Web site repays the closest study: see, for example, its carefully researched publications and Earth Trends. Its cursory report on the 2006 State of the Planet conference is supplemented with valuable information.
Poverty and Development
Government and government-related organizations
United Nations
The UN houses many efforts focused on poverty, including UNICEF, Africa Recovery, the Food and Agriculture Organization, and the International Fund for Agricultural Development. See, too,
Development Programme
UNDP helps developing countries attract and use aid effectively. Its Web site offers links to many publications on development and to full text of its Human Development Reports, which cover UNDP's work in 166 countries, from national, regional, and global perspectives.
UN-Habitat/Human Settlements Program
UN-Habitat is tackling the problems of slums, also called squatter communities. See its Global Campaign for Secure Tenure, its Slum Upgrading Facility project, its water and sanitation program, its sustainable cities program, and its 2005 global report, Financing Urban Shelter, which forecasts that by 2030, 3 billion people will need housing and basic infrastructure services.
Millennium Project
In 2002 the UN Secretary-General created this independent advisory body to develop an action plan to reverse the grinding poverty, hunger, and disease affecting billions of people. Headed by Jeffrey D. Sachs, the project presented its final recommendations, Investing in Development: A Practical Plan to Achieve the Millennium Development Goals, in January 2005. It will continue to operate in an advisory capacity through the end of 2006. Its Millennium Villages Project is demonstrating approaches to lifting two villages in Africa from poverty.
World Bank and International Monetary Fund
These major lenders and funders produce a blizzard of news releases and publications on subjects related to alleviating poverty and promoting economic development. See, for example, the Bank's web pages on the Millennium Development Goals and the IMF's 2006 report, Macroeconomic Challenges of Scaling Up Aid to Africa and its Poverty Reduction Strategy Papers.
World Health Organization
WHO's agenda includes a malaria campaign.
World Trade Organization — TRIPS
Information on trade-related aspects of intellectual property rights.
Non-governmental organizations
Accion International
Accion partners with microfinance organizations in Latin America, the Caribbean, and Africa to provide micro-loans and business training to help people work their way out of poverty.
Acumen Fund
An entrepreneurial approach to philanthropy for the developing world.
Ashoka
This organization invests in individuals as agents of social change.
Aspen Institute
The Institute attracts leading figures to its seminars, policy programs, conferences, and leadership development initiatives, and with international partners promotes nonpartisan inquiry into issues of central importance. Its Policy, Programs and Partnership page lists its subject areas, a number of which are germane to sustainable development. Its Ethical Globalization Initiative page links to a 2004 report, "America's Role in the Fight against Global Poverty."
Barefoot College
Based in India, the Barefoot College operates from the conviction that solutions to rural problems lie within the community. Helping the poorest of the poor acquire practical knowledge and skills, it addresses problems of drinking water, education for girls, health and sanitation, rural unemployment, income generation, electricity and power, social awareness, and conservation of local ecosystems.
Bill & Melinda Gates Foundation
The foundation's ambitious Global Health campaign targets diseases in the developing world.
Brookings Institution
This leading think tank's Global Economy and Development Center applies a multidisciplinary approach to understanding opportunities and risks associated with the global economy. Its research projects are directly germane to the State of the Planet 06 conference.
Consultative Group on International Agricultural Research
CGIAR mobilizes agricultural science to benefit the poor. A strategic alliance of countries, international and regional organizations, and private foundations, it works with national agricultural research systems and other organizations, including the private sector. A tour of its Web site suggests how complicated this mission is.
Development Gateway
This foundation uses the Internet to share information that can promote development. Working with governments, international donors, and private local and global organizations, it focuses on areas where Internet processes can deliver high impact results, such as public procurement, aid fund management, aid coordination, and rapid exchange of lessons and best practices. The aim is to develop cost-effective solutions that can be easily replicated. See its interesting list of sponsors.
Disease Control Priorities Project
Initiated by the World Bank, this project assesses disease control priorities and produces evidence-based analysis and resource materials to inform health policymaking in developing countries. Its Web site offers extensive information, including technical resources that can help developing countries improve their health systems and the health of their citizens.
Grameen Foundation
A pioneer of microfinance, this foundation uses microfinance and innovative technology to fight global poverty and bring opportunities to the world's poorest people. With tiny loans and financial services, it helps the poor, mostly women, start businesses and escape poverty. Its global network of microfinance partners has reached nearly 1.5 million families in 22 countries.
Global Development Index
The Center for Global Development and the journal Foreign Policy compile a Commitment to Development Index that ranks 21 of the world's richest countries on the basis of what they do to further policies benefiting the world's poorest people. Criteria encompass far more than conventional monetary measures. Scholars at the center, the Brookings Institution, Georgetown University, and the Migration Policy Institute contribute. See its "Development" page, too.
International Food Policy Research Institute
The institute works to identify and analyze policies for sustainably meeting the developing world's food needs. Research concentrates on economic growth and poverty alleviation, improvement of the well being of poor people, and sound management of the natural resource base that supports agriculture. Along with making the results of its research widely available, the institute works to strengthen institutions in developing countries that conduct research relevant to its mandate.
International Rice Research Institute
This nonprofit agricultural research and training center works to help farmers in developing nations produce more food, for a growing population, on limited land, using less water, less labor, and fewer chemical inputs. Adapting rice cultivation to climate change is one challenge.
Johns Hopkins Bloomberg School of Public Health
The school's Center for Communication Programs envisions a world in which communication saves lives, improves health, and enhances well being. It partners with organizations worldwide to design and implement strategic communication programs that influence political dialogue, collective action, and individual behavior; enhance access to information and the exchange of knowledge; and conduct research to guide program design, evaluate impact, test theories, and advance knowledge in health communication.
OneWorld.net
Internet-based, this nonprofit brings together more than 1600 organizations around the globe to promote sustainable development, social justice, and human rights.
Oxfam International
This confederation of 12 organizations works with over 3000 partners in more than 100 countries to find lasting solutions to poverty, suffering, and injustice. See its Global Call to Action Against Poverty campaign.
Rockefeller Foundation
Africa is one focus area. See the March 31, 2006, news release, , and the study itself.
Shack/Slum Dwellers International
Click through "Rituals" for a vivid glimpse of what this "loose network of people's organizations" in 23 countries is trying to accomplish as an alternative to "centralised state power, backed by ... the United Nations, the International Monetary Fund, and the World Bank."
The Hunger Project
This nonprofit works to end chronic hunger, with a focus on empowering women in more than 10,000 villages across 13 countries of South Asia, sub-Saharan Africa and Latin America.
Third World Academy of Sciences
"The academy of sciences for the developing world," TWAS promotes scientific capacity and excellence for sustainable development in the South.
Water Advocates
Increasing U.S. public and private funding for drinking-water and sanitation systems internationally is the goal of this nonprofit, which does not itself operate projects but offers links to organizations that do.
Human Impacts on the Environment
Government and government-related organizations
International Energy Association
This mainstream organization's Home Page announces its commitment to sustainability, and its flagship publication, World Energy Outlook, includes data on carbon emissions. See, too, a 2006 fact sheet on renewable energy, and the Web site of an IEA Greenhouse Gas R&D Programme, which in turn links to a site dedicated to the subject of CO2 capture and storage.
NASA Goddard Institute for Space Studies
This interdisciplinary program is also a unit of Columbia University's Earth Institute. Among its objectives is prediction of atmospheric and climate changes. Research combines analysis of comprehensive global data sets, derived mainly from spacecraft observations, with global models of atmospheric, land surface, and oceanic processes. Its Web site offers abundant information, and links to more.
National Academies of Science
The National Academies have established a Science and Technology for Sustainability Program to encourage the use of science and technology to achieve long-term sustainable development. Its Marian Koshland Science Museum Web site offers a primer on climate change.
United Nations
Commission on Sustainable Development
CSD was created to ensure effective follow-up to the 1992 UN Conference on Environment and Development (the Earth Summit), in Rio de Janeiro, where world leaders signed the Framework Convention on Climate Change and the Convention on Biological Diversity; endorsed the Rio Declaration and the Forest Principles; and adopted Agenda 21, a plan for achieving sustainable development in the 21st century.
Convention on Biological Diversity
The Convention promotes sustainable development. It recognizes that biodiversity concerns not only plants, animals, microorganisms, and ecosystems, but people and their need for food security, medicines, fresh air and water, shelter, and a clean and healthy environment.
Convention to Combat Desertification
Desertification is the loss of land's biological productivity due to human-induced factors and climate change. It affects one third of Earth's surface and over a billion people, with potentially devastating social and economic costs.
Framework Convention on Climate Change
This Web site provides full text of the Kyoto Protocol and discussion of its implementation.
Intergovernmental Panel on Climate Change
Established by the World Health Organization and the UN Environment Programme, the IPCC assesses scientific, technical, and socioeconomic information relevant to understanding climate change, its potential impacts, and options for adaptation and mitigation. Assessments are based mainly on peer-reviewed, published scientific and technical literature.
Millennium Ecosystem Assessment
The UN launched this program in 2001 "to meet the needs of decision makers and the public for scientific information concerning the consequences of ecosystem change for human well-being and options for responding to those changes." Over 1400 scientists from 95 countries contributed to it. Their findings are being released in stages. Its March 2005 report was an alarming newsmaker; other reports have followed. Its Web site is loaded with valuable information.
U.S. Department of Energy
This web site offers links to many sources of information related to energy.
Non-governmental organizations
Alliance for Zero Extinction
This alliance of biodiversity conservation organizations aims to prevent extinctions by identifying and safeguarding key sites where species are in imminent danger of disappearing. See the maps on its Web site.
Carbon Mitigation Group
Based at Princeton University, this initiative is a joint venture with BP and Ford Motor Company. The Web site features Pacala and Socolow's much-discussed paper on stabilization wedges.
Earth Policy Institute
Founded by Lester Brown, EPI provides "a vision of an environmentally sustainable economy—an eco-economy—as well as a roadmap of how to get from here to there." See in particular its extensive Eco-Economy Indicators and Updates, which track trends that affect progress toward an eco-economy, and Brown's 2006 book, Plan B 2.0: Rescuing a Planet Under Stress and a Civilization in Trouble.
Evangelical Climate Initiative
This organization's "statement" presents a clear, powerful case for action.
Global Footprint Network
The Network's Ecological Footprint is "a measurement and management tool that makes the reality of planetary limits relevant to decision-makers around the world."
Greatest Engineering Achievements of the 20th Century
Adapted from a book initiated by the National Academy of Engineering, this fascinating Web site chronicles the inexorable advance of technologies that, in some cases, were blindly embraced without a thought to their consequences. See, for example, the timelines for the automobile and petroleum.
Interfaith Council for Environmental Stewardship
The council approaches environmental issues through a religious lens. Its 1999 Cornwall Declaration on Environmental Stewardship is designed to spark debate on critical issues.
Natural Resources Defense Council
This leading environmental organization offers information on many issues and a free environmental newsletter.
Pew Center on Global Climate Change
The Center provides a forum for research and analysis on climate change and for development of policies and solutions. Its Web site is a rich source of information on the scientific and policy dimensions of global warming, as well as actions underway at the federal and state levels and within the business community.
RealClimate
This blog is devoted to "climate science from climate scientists."
Redefining Progress
This nonprofit works with partners to shift the economy and public policy toward sustainability. Its Genuine Progress Indicator and Ecological Footprint Analysis measure the actual state of the economy, the environment, and social justice. See its programs on sustainability, too.
Stop Global Warming
A citizen's based "virtual march" to "use our collective voices to demand that governments, corporations, and politicians take the steps necessary to stop global warming."
4th World Water Forum
The Forum is an initiative of the World Water Council intended to raise awareness of water issues and influence policy-making, toward pursuit of sustainable development. The fourth forum was held in Mexico City in March 2006. Extensive documents related to that event are posted on its Web site. See, too, Beyond More Crop per Drop, prepared for the forum by the International Water Management Institute and its partners
World Conservation Union
The Union builds recognition of the many ways in which human lives and livelihoods, especially of the poor, depend on the sustainable management of natural resources. Its Red List is a comprehensive inventory of the status of plant and animal species, and thus an index of biological diversity.
Yale Project on Climate Change
Sponsored by Yale University's School of Forestry and Environmental Studies, this new project aims to close the gap between science and action by facilitating dialogue across a wide array of stakeholders. See its remarkably comprehensive, downloadable 2006 report, "Americans and Climate Change" and its action items.
The business community
Carbon Disclosure Project
Institutional investors ask leading corporations to disclose their carbon emissions every year. Replies are compiled on this Web site. The February 2006 query came from 211 investors who together control $31 trillion in assets.
CERES
Ceres works with many U.S. and international investors, environmental groups, and corporations to address global climate change and to promote global corporate accountability for businesses' social and environmental impacts. See its January 2006 climate risk toolkit for corporate leaders, produced with the Investor Network on Climate Risk (listed under "Business," below).
Equator Principles
Leading banks have adopted voluntary guidelines for managing social and environmental issues related to financing development projects. The banks apply the principles globally and to project financing in all industry sectors, including mining, oil and gas, and forestry, for projects that exceed $10 million.
Global Reporting Initiative
Launched in 1997 by CERES (see above), the initiative sets an international standard for corporate reporting on the "triple bottom line" of economic, social, and environmental performance. GRI is now an independent international institution; over 640 companies participate. It formally partners with the UN Environment Programme and the UN Global Compact.
Innovest Strategic Value Advisors
This investment research and advisory firm analyzes corporate performance on environmental, social, and strategic governance issues, with a focus on competitiveness, profitability, and share price performance. Its review of clean finance and energy technology concludes that "few environmental issues pose as real, significant, and far-reaching a financial threat to institutional investors as climate change."
Investor Network on Climate Risk
INCR is a network of institutional investors and financial institutions dedicated to promoting better understanding of the financial risks and investment opportunities posed by climate change. Launched at the UN in 2003, it now includes more than 50 institutional investors that collectively manage over $3 trillion in assets. Members engage companies and policy makers through educational forums, shareholder resolutions, and other actions to ensure the long-term health of their investments.
Pew Business Environmental Leadership Council
This worldwide group of 41 leading companies representing $2 trillion in market capitalization is responding to the challenges posed by climate change, by reducing carbon emissions and investing in new, more efficient products, practices, and technologies. They believe that taking early action on climate strategies and policy will yield a competitive advantage. Sectors include high tech, diversified manufacturing, oil and gas, transportation, utilities, and chemicals.
Renewable Energy Policy Network for the 21st Century
REN21, a global policy network, provides a forum for international leadership on renewable energy and works to bolster policy development and decision making at all levels, toward rapid expansion of renewable energies in developing and industrial countries.
The Climate Group
This independent nonprofit works to advance business and government leadership on climate change. Based in the UK, the United States, and Australia, it operates internationally. Its Web site offers valuable case studies and interviews, including an interview with State of the Planet 06 keynoter John Coomber, who serves on its board of trustees and leadership council.
World Business Council for Sustainable Development
The Council brings together some 180 international companies that share a commitment to sustainable development through economic growth, ecological balance, and social progress. Its Energy and Climate Project is a major focus. Members are drawn from more than 30 countries and 20 major industrial sectors.
Publications & Media
Poverty and Development
Blair, Tony. 2006. International Policies for the 21st Century. (May 26).
See the webcast and transcript of this major talk given at Georgetown University. It touched on many State of the Planet 06 concerns.
Davis, M. 2004. Planet of slums. New Left Review. (April).
A radical critique of mainstream views, with extensive footnotes. Davis has also recently published a book on the subject.
Du, L. 2005. Climate change 'to hit health in poor nations hardest.' SciDev.Net (November 17).
This article reports on, and links to, an article in Nature (subscription required).
Gladwell, M. 2006. Million-Dollar Murray: homelessness and the power-law paradox. The New Yorker (Feb. 13 & 20).
A provocative look at how small interventions can have a disproportionate impact.
Hinrichsen, D., R. Salem, & R. Blackburn. 2002. Meeting the Urban Challenge. Population Reports, Series M, No. 16. Baltimore, The Johns Hopkins Bloomberg School of Public Health, Population Information Program.
An examination of the urbanization of the developing world, particularly of its poorest citizens.
Hua, V. 2004. Small loans, big dreams: microfinance projects enrich life in poor nations. San Francisco Chronicle (July 3).
In India, the Path to Growth Hits Roadblock: Slums. The Wall Street Journal (March 17, 2006).
Lloyd, C. 2005. Shacking up: shantytowns are a practical response to a world ruled by speculative real estate. SF Gate (June 17).
A fine interview with Robert Neuwirth, author of Shadow Cities (see below).
National Research Council. 2006. Linking Knowledge with Action for Sustainable Development: The Role of Program Management — Summary of a Workshop.
This report summarizes a workshop organized by the National Academies Roundtable on Science and Technology for Sustainability.
Neuwirth, R. 2004. Shadow Cities: A Billion Squatters, A New Urban World. Routledge, New York.
A report from the field. Googling the author and his book can lead to rewarding articles on his subject.
Prahalad, C. K. 2004. AmazonThe Fortune at the Bottom of the Pyramid. 2004. Wharton School Publishing.
An influential book derived from a paper that Prahalad wrote with Stuart Hart.
Rice, S. E. 2006. The threat of global poverty. The National Interest (Spring).
The author contends that global poverty threatens U.S. national security.
Runge, C. F., B. Senauer, P. G. Pardey & M. W. Rosegrant. 2003. Ending Hunger in Our Lifetime, Food Security and Globalization. International Food Policy Research Institute. Johns Hopkins University Press, Baltimore, MD.
Sachs, J. D., A. Teklehaimanot, & G. McCord. 2005. The cost of making the poor pay. SciDev.Net (October 31).
Why not just give poor people at risk of contracting malaria preventative tools and treatment?
Sharma, K. Undated. In a city like Mumbai. Our Planet.
A vivid account.
Slum growth shames the world. BBC News. (October 6, 2003).
Smith, S. 2005. Ending Global Poverty: A Guide to What Works. Palgrave Macmillan, New York.
The hidden wealth of the poor: a survey of microfinance. The Economist (November 5, 2005).
Special section of The Economist.
Human Impacts on the Environment
An Inconvenient Truth
Al Gore's 2006 movie and book. Information can be found on the Web site of Alliance for Climate Protection, along with suggestions for action that citizens can take.
Barnett, T. P., J. C. Adam & D. P. Lettenmaier. 2005. Potential impacts of a warming climate on water availability in snow-dominated regions. Nature 438: 303-309.
Climate Change — Breaking the Ice. 2006. Science Magazine (March 24).
A special online issue.
Climate Change Futures: Health, Ecological and Economic Dimensions. 2005. Published by the Center for Health and the Global Environment, Harvard Medical School, with support from Swiss Re and UNDP.
This study finds that climate change will significantly affect the health of humans and ecosystems, with economic consequences.
Costanza, R. & S. E. Jørgensen, Eds. 2002. Understanding and Solving Environmental Problems in the 21st Century: Toward a New, Integrated Hard Problem Science. Elsevier, New York.
Ecological economics in action.
Crossroads for Planet Earth. 2005. Scientific American (September).
A blockbuster special issue directly relevant to State of Planet 06.
Daly, H. E. Beyond Growth: The Economics of Sustainable Development. 1997. Beacon Press, Boston, MA.
By one of the fathers of the field of ecological economics.
Dimming the Sun. Nova (April 18, 2006).
A skillful, alarming documentary on PBS.
Earth and Sky Radio Series
This nonprofit organization reported on the 2006 State of the Planet conference and interviewed some conference speakers. Text and audio of those interviews is posted on its Web site. And see its Special Report: Human World.
Flannery, T. The Weather Makers. 2006.
A Web site devoted to this book about the urgent problems posed by climate change offers supplemental information, too.
Grist Magazine
This treasure of a daily newsletter reports on breaking news about the environment and sustainability. The content is rock-solid and often wicked funny.
Island Press
This highly regarded publisher aims to help solve environmental problems by providing peer-reviewed information via books, electronic media, and outreach to scientists, policymakers, the news media, and the general public. It publishes approximately 40 new titles a year. Topics range from biodiversity and land use to forest management, agriculture, marine science, climate change, and energy.
Kolbert, E. 2006. Field Notes from a Catastrophe. Bloomsbury USA, New York.
An examination of climate change, this book originated as a three-part series in The New Yorker.
Lloyd's. 2006. Lloyd's urges insurers to take climate change seriously or risk being swept away. (June 5)
This news release announces a new Lloyd's report, Climate Change: Adapt or Bust (PDF, 627 KB), which is part of the company's 360 Risk Project. The first sentence in the report says,
If the sea level were to rise just 4 metres due to climate change, almost every coastal city in the world would be inundated.
And it goes on from there.
Meadows, D. H., J. Randers & D. L. Meadows. 2004. Limits to Growth: The 30-Year Update. Chelsea Green Publishing Company, White River Junction, VT.
A comprehensive look at sustainability indices.
PriceWaterhouseCoopers. April 10, 2006. Six Trends Will Drive Sustainable Development, According to PricewaterhouseCoopers.
A capsule view.
U.S. Government Accountability Office. 2005. 21st Century Challenges: Reexamining the Base of the Federal Government.
Scroll down for the PDF file and see the chapter "Natural Resources, Energy, and the Environment," which on page 48 (PDF page 51) says,
[T]he broad, long-term challenge is determining how the nation can reconcile the desire for consumption today with the need to protect resources to sustain the future.
That chapter poses its own provocative set of open questions.
Shinn, A. 2006. Internet visionaries betting on green technology boom: vast market, huge profit potential beckon investors. The Washington Post (April 18).
Talbot, D. 2006. Needed: an "Apollo Program" for energy. MIT Technology Review (April 20).
An interview with NYU's Marty Hoffert.
The Great Warming
A film about climate change, funded partly by Swiss Re. The Web site includes links to other sources of information.
The logging trade. 2006. The Economist (March 23).
Worldwatch Institute
The Institute's publications blend interdisciplinary research, global focus, and accessible writing on interactions among key environmental, social, and economic trends. Its work centers on the transition to an environmentally sustainable and socially just society—and how to achieve it.
Keynote Speakers
Jeffrey D. Sachs
Columbia University
The Earth Institute
Department of Economics
School of International & Public Affairs
email | web site | publications
Jeffrey D. Sachs is director of The Earth Institute, Quetelet Professor of Sustainable Development, and professor of health policy and management at Columbia University. He is also director of the UN Millennium Project and Special Advisor to UN Secretary-General Kofi Annan on the Millennium Development Goals, the internationally agreed goals to reduce extreme poverty, disease and hunger by the year 2015. Sachs is renowned for advising governments in Latin America, Eastern Europe, the former Soviet Union, Asia and Africa on economic reforms and for his work with international agencies to promote poverty reduction, disease control and debt reduction of poor countries. In 2004 and 2005 he was named among the 100 most influential leaders in the world by Time magazine, and is the 2005 recipient of the Sargent Shriver Award for Equal Justice. He is author of hundreds of scholarly articles and many books. Sachs was recently elected into the Institute of Medicine and is a research associate of the National Bureau of Economic Research. Prior to joining Columbia, Sachs spent more than twenty years at Harvard University, most recently as Director of the Center for International Development. A native of Detroit, Michigan, Sachs received his BA, MA, and PhD degrees at Harvard University.
Mark Malloch Brown
United Nations
email | web site
Mark Malloch Brown is Chef de Cabinet of the United Nations. Prior to this role, Malloch Brown served as the Administrator of the United Nations Development Programme (UNDP) from July 1999 to August 2005. During his tenure at UNDP, he oversaw a comprehensive reform effort that has been widely recognized as making the agency more efficient and effective across 166 member countries where it operates. In addition to his role at UNDP, he was also the chair of the United Nations Development Group, a committee consisting of the heads of all UN funds, programs and departments working on development issues. Prior to his work at the UN, he served at the World Bank as vice president of external affairs and vice president of United Nations Affairs from 1996 to 1999. He joined the World Bank as director of external affairs in 1994. In 1997, he chaired the United Nations Secretary-General's task force on the reform of United Nations communications. Malloch Brown was the lead international partner from 1986 to 1994 at a strategic communications management firm, the Sawyer-Miller Group. From 1977 to 1979, he was a political correspondent for The Economist, and from 1979 to 1983, he worked for the United Nations High Commissioner for Refugees (UNHCR). A British citizen, Malloch Brown received a First Class Honours Degree in history from Magdalene College at Cambridge University and a master's degree in political science from the University of Michigan.
John Coomber
Swiss Re Group
email | web site
John Coomber, former CEO of Swiss Re Group from 2003 to 2005, will be proposed for election to the Board of Directors at the company's Extraordinary General Meeting in February 2006. Coomber, a British citizen born in 1949, graduated in theoretical mechanics from Nottingham University in 1970. He started his career with the Phoenix Insurance Company and joined Swiss Re in 1973. Having qualified as an actuary in 1974, he first specialized in life reinsurance and went on to become appointed actuary from 1983 to 1990 for Swiss Re (UK). In 1987 he assumed responsibility for the life division, and in 1993, was made head of the company's UK operations. He became a member of the Executive Board in April 1995, responsible for the Group's Life & Health division. In June 2000, he became a member of the Executive Board Committee. Coomber also serves as a member of the Supervisory Board of Euler Hermes.
Peter Singer
Princeton University
University Center for Human Values
email | web site | publications
Peter Singer is the Ira W. DeCamp Professor of Bioethics at the University Center for Human Values at Princeton University, a position he has held since 1999. He was educated at the University of Melbourne and the University of Oxford and has taught at the University of Oxford, La Trobe University and Monash University. Singer was the founding President of the International Association of Bioethics and, with Helga Kuhse, founding co-editor of the journal Bioethics. Singer first became internationally known after the publication of Animal Liberation in 1975. His other books include Practical Ethics, How Are We to Live?, Rethinking Life and Death, One World and The President of Good and Evil, and his next work, The Way We Eat: Why Our Food Choices Matter, will be published in May.
Speakers
Research & Ingenuity
Ismail Serageldin
Library of Alexandria in Egypt
email | web site | publications
Ismail Serageldin is the director of the Library of Alexandria in Egypt. He chairs the Boards of Directors for each affiliated research institutes and museums and is a distinguished professor at Wageningen University in the Netherlands. He serves as chair and member of a number of advisory committees for academic, research, scientific and international institutions and civil society efforts, including the Institut d'Egypte (Egyptian Academy of Science), Third World Academy of Sciences, the Indian National Academy of Agricultural Sciences, and the European Academy of Sciences and Arts. He is former chairman of the Consultative Group on International Agricultural Research (1994–2000) as well as founder and former chairman of the Global Water Partnership (1996–2000) and the Consultative Group to Assist the Poorest, a microfinance program (1995–2000). Serageldin has also served as vice president for Environmentally and Socially Sustainable Development (1992–1998), and for Special Programs (1998–2000) at the World Bank. He has published over 50 books and monographs and over 200 papers on a variety of topics including biotechnology, rural development, sustainability and the value of science to society. He holds a Bachelor of Science in engineering from Cairo University and a master's degree and a PhD from Harvard University. He has received 18 honorary doctorates.
Dato Lee Yee-Cheong
World Federation of Engineering Organisations
email
Dato Lee Yee-Cheong was president of the World Federation of Engineering Organizations (WFEO) 2003–2005, and vice president of the Academy of Sciences of Malaysia. He is chairman of the board of the ASEAN Council of Academies of Science, Engineering and Technology (ASEAN-CASE). He was a founding member 2001–2005 of the board of the Inter-Academy Council of World Science Academies and a member of the Academic Council of the World Economic Forum. In 2002, Yee-Cheong led WFEO in the ICSU/WFEO joint initiative at the World Summit for Sustainable Development in Johannesburg. He participated in the UN high level "ICT for Development" Roundtables during the UN Summit General Assembly, September 2005, and the World Summit on Information Society, Tunis, November 2005, that led to the formation of the Global ICT Alliance. Yee-Cheong was a co-coordinator of the UN Millennium Project "Science, Technology and Innovation" Task Force, 2002–2005. He is a member of the Energy Commission Malaysia and serves as director of UMW Holdings Berhad, the Malaysia partner of Toyota Motor, Japan. Yee-Cheong has received several Malaysian and Australian awards and is an honorary fellow at several national engineering organizations including the Institution of Engineers Malaysia, the Institution of Civil Engineers UK, the Institution of Electrical Engineers UK, and the Institution of Engineers, Australia. He is a patron of the International Young Professionals Foundation and a foreign fellow of the Australian Academy of Technological Sciences and Engineering. He is founding president of the ASEAN Academy of Engineering and Technology and is a member of the National Economic and Social Council, Kenya.
Tim Palmer
European Centre for Medium-Range Weather Forecast
Probability Forecast Division
email | web site | publications
Tim Palmer is head of the Probability and Seasonal Forecasting Division at the European Centre for Medium-Range Weather Forecasts based in the United Kingdom. He is also currently chairman of the Scientific Steering Group of the UN World Meteorological Organization's Climate Variability and Predictability Project, and was lead author of the most recent assessment report of the Intergovernmental Panel on Climate Change. He is on a number of external advisory committees for climate institutes and programs worldwide and is a Fellow of the Royal Society and of the American Meteorological Society. Palmer's early research was in general relativity theory—his academic grandfather was Paul A.M. Dirac—but most of his recent professional research is on the predictability of weather and climate, and he has published extensively on both theoretical and practical perspectives. Palmer has also helped apply nonlinear mathematical methods to understanding non-trivial aspects of global warming and has served as coordinator of a major European Union project applying seasonal-to-interannual climate prediction to the practical problems of forecasting malaria incidence and crop yield a season or more in advance. Palmer received his PhD in theoretical physics from Oxford University.
Steven E. Koonin
BP
email | web site | publications
Steven E. Koonin has served as chief scientist of BP, the world's second largest independent oil company, since 2004. BP refines and markets petroleum products in more than 100 countries and serves more than 13 million customers each day. As chief scientist, Koonin is responsible for BP's long-range technology plans and activities, particularly those "beyond petroleum." He also has purview over BP's major university research programs around the world and provides technical advice to the company's senior executives. In 1975, he joined the faculty of Caltech, became a full professor in 1981, and served as Provost from 1995 to 2004. Koonin is a fellow of the American Physical Society, the American Association for the Advancement of Science, and the American Academy of Arts and Sciences, as well as a member of the Council on Foreign Relations and the Trilateral Commission. He has served on numerous advisory bodies for the National Science Foundation, the U.S. Department of Defense, and the Department of Energy and its various national laboratories. His research interests have included theoretical nuclear, many-body, and computational physics, nuclear astrophysics, and global environmental science. Koonin received his BS in physics at Caltech and his PhD in theoretical physics from M.I.T.
Frank Rijsberman
International Water Management Institute
email | web site | publications
Frank Rijsberman has been director general of the International Water Management Institute (IWMI), an international research center supported by the Consultative Group on International Agricultural Research, since 2000. He is also a professor at the UNESCO-IHE Institute for Water Education in Delft and at Wageningen University and Research in the Netherlands. Rijsberman earned his PhD in water resources planning and management from Colorado State University. He has 25 years of experience in natural resources planning and research for fresh water resources, coastal zones, soil erosion and environmental management.
Developing Effective Institutional Structures
Carol Bellamy
World Learning
email | web site | publications
Carol Bellamy is CEO of World Learning, which promotes international and intercultural understanding, democracy, social justice and economic development in more than 100 countries on five continents, as well as president of the School for International Training. Previously, she was executive director of UNICEF, where she stepped up the agency's work in emergencies, doubled its funding, put the issues of child exploitation on the global agenda, and fought for health, protection and education as fundamental rights of every child. Bellamy also served as director of the United States Peace Corps and had a distinguished career in the private sector as managing director of Bear Stearns & Co. from 1990 to 1993, and as a principal at Morgan Stanley and Co. from 1986 to 1990. Between 1968 and 1971 she was an associate at Cravath, Swaine and Moore. Bellamy also spent 13 years as an elected public official, including five years in the New York State Senate (1973–1977). In 1978, she became the first woman elected president of the New York City Council, a position she held until 1985. Bellamy earned her law degree from New York University in 1968. She is a former fellow of the Institute of Politics at Harvard University's Kennedy School of Government and an honorary member of Phi Alpha Alpha, the U.S. National Honor Society for Accomplishment and Scholarship in Public Affairs and Administration.
Jomo Kwame Sundaram
United Nations
Department of Economic and Social Affairs
email | web site | publications
Jomo Kwame Sundaram is assistant secretary general for economic development in the Department of Economic and Social Affairs of the UN. He was visiting senior research fellow at the Asia Research Institute, National University of Singapore, founding chair of International Development Economics Associates, and professor in the applied economics department, University of Malaya, until 2004. He was born in Penang, Malaysia and studied at the Penang Free School, Royal Military College, Yale University and Harvard University. He has taught at Science University of Malaysia, Harvard University, Yale University, National University of Malaysia, University of Malaya, and Cornell University. He has also been a visiting fellow at Cambridge University. Jomo has authored more than 35 monographs, edited more than 50 books, and translated 11 volumes, in addition to writing many academic papers and articles for the media. He is also on the editorial boards of several journals.
Rajendra K. Pachauri
The Energy and Resources Institute
email | web site | publications
Rajendra K. Pachauri is director-general for The Energy and Resources Institute, which conducts research and provides professional support in the areas of energy, environment, forestry, biotechnology and the conservation of natural resources. Prior to this, Pachauri held managerial positions with the Diesel Locomotive works in Varanasi, and served as assistant professor and visiting faculty member in the Department of Economics and Business at North Carolina State University. In 2002, he was elected Chairman of the Intergovernmental Panel on Climate Change, and in 2001, he was awarded the Padma Bhushan by the president of India for his contributions to the environment. Pachauri taught at Yale University's School of Forestry and Environmental Studies in 2000 as a McCluskey Fellow. In 1999, he was appointed by Japan to the Board of Directors of the Institute for Global Environmental Strategies, Environment Agency. He is also president of the India Habitat Centre. Pachauri has sat on various international and national committees and boards, including the International Solar Energy Society, the World Resources Institute Council, the International Association for Energy Economics, and the Asian Energy Institute. He has also contributed to the Economic Advisory Council to the Prime Minister of India; the Panel of Eminent Persons on Power, the Ministry of Power; Delhi Vision – Core Planning Group; the Advisory Board on Energy, reporting directly to the prime minister; the National Environmental Council, under the chairmanship of the prime minister; and the Oil Industry Restructuring Group, 'R' Group. Pachauri earned an M.S. in industrial engineering, a PhD in industrial engineering, and a PhD in economics from North Carolina State University.
Eric V. Schaeffer
Environmental Integrity Project
email | web site
Eric V. Schaeffer is director of the Environmental Integrity Project (EIP), a non-profit public interest group dedicated to improving enforcement of U.S. environmental laws. Through a combination of advocacy and original research, EIP has helped to focus public attention on chronic violations at refineries, power plants, municipal wastewater treatment plants and other facilities. EIP also helps communities review permits and file their own enforcement actions when necessary. Schaeffer previously served as director of the Office of Regulatory Enforcement for the U.S. Environmental Protection Agency from 1997 to 2002. Under his supervision, the EPA reached global settlements with more than 30 refineries that together account for nearly one third of U.S. refining capacity. Prior to joining the EPA in 1990, Schaeffer practiced law at a private firm and served as a legislative aide to several members of Congress. Schaeffer was awarded the Justice Department's John Marshall Award in 2001 in recognition of the critical role he played in developing and managing the refinery initiative. He is also a recipient of the Presidential Rank Award recognizing his outstanding achievement as a member of the senior executive service. Mr. Schaeffer received his law degree from Georgetown University in 1997, and graduated from Vanderbilt University in 1976.
Georg Kell
United Nations Global Compact
email | web site | publications
Georg Kell is the executive head of the United Nations Global Compact, the world's largest voluntary corporate citizenship initiative with more than 2,400 participants from more than 80 countries. Following extensive experiences in Africa and Asia as a financial analyst, Kell began his career at the UN in Geneva, where he worked from 1987 to 1990 with the UN Conference on Trade and Development (UNCTAD). In 1990, he joined the New York office of UNCTAD, which he headed from 1993 to 1997. In 1997, Kell became a senior officer in the Executive Office of UN Secretary-General Kofi Annan, responsible for fostering cooperation with the private sector. He has served as head of the UN Global Compact since 2000. A native of Germany, Kell holds advanced degrees in economics and engineering from the Technical University of Berlin.
Tapping into Market Forces and the Economy
Abby Joseph Cohen
Goldman, Sachs & Co.
email
Abby Joseph Cohen is a partner and chief U.S. investment strategist at Goldman, Sachs & Co. She also serves on the firm's Partnership Committee, Investment Retirement Committee, and on the board of Pine Street, which is charged with management and leadership development. Prior to joining Goldman Sachs in 1990, she held similar responsibilities at Drexel Burnham Lambert and was an economist and quantitative analyst with T. Rowe Price Associates. She has been recognized for more than a decade as a leader in U.S. portfolio strategy by Institutional Investor Magazine and Greenwich Associates. Cohen has been honored by many groups, including the Financial Women's Association and the New York Stock Exchange and is a member of the Wall Street Week Hall of Fame. She is also a Trustee of Cornell University and the Jewish Theological Seminary of America and serves on the Board of Overseers of the Weill Medical College of Cornell. She previously served on the board and as chair of the Association of Investment Management and Research, now known as the Chartered Financial Analyst Institute, from which she received the Distinguished Service Award. Cohen also serves on the investment committees of the Museum of Modern Art and Cornell University and is on the board of the Council for Excellence in Government and is a member of the Council on Foreign Relations. She holds degrees in economics from Cornell and George Washington University and has also received three honorary doctorates in engineering and humane letters.
Joseph Romm
email | web site | publications
Joseph Romm is executive director of the Center for Energy and Climate Solutions—a one-stop shop helping businesses and states adopt high-leverage strategies for saving energy and cutting pollution. He is author of the National Commission on Energy Policy's report, "The Car and Fuel of the Future," (July 2004) and the book, The Hype About Hydrogen: Fact and Fiction in the Race to Save the Climate, named one of the best science and technology books of 2004 by Library Journal. Romm served as acting assistant secretary at the U.S. Department of Energy's Office of Energy Efficiency and Renewable Energy during 1997 and principal deputy assistant secretary from 1995 though 1998. He helped manage the largest program in the world for working with businesses to develop and use advanced transportation and clean energy technologies—one billion dollars aimed at hybrid vehicles, electric batteries, hydrogen and fuel cell technologies, renewable energy, distributed generation, energy efficiency, and biofuels. He has written and lectured widely on advanced transportation technologies, clean energy, business, and environmental issues, including articles in Technology Review, Issues in Science and Technology, Forbes, Foreign Affairs, The New York Times, the L.A. Times, Houston Chronicle, The Washington Post, Science, and Scientific American. He co-authored "MidEast Oil Forever," the cover story of the April 1996 issue of the Atlantic Monthly, which predicted higher oil prices within a decade and discussed alternative energy strategies. He holds a PhD in physics from M.I.T.
Stuart L. Hart
Cornell University
Johnson Graduate School of Management
email | web site | publications
Stuart L. Hart is the S.C. Johnson Chair of Sustainable Global Enterprise and professor of management at Cornell University's Johnson School of Management. Before joining Cornell in 2003, he was the Hans Zulliger Distinguished Professor of Sustainable Enterprise and professor of strategic management at the University of North Carolina's Kenan-Flagler Business School, where he founded the Center for Sustainable Enterprise and the Base of the Pyramid Learning Laboratory. Previously, he taught corporate strategy at the University of Michigan Business School and was the founding director of the Corporate Environmental Management Program. Hart has published more than 50 papers, including "Beyond Greening: Strategies for a Sustainable World," which won the McKinsey Award as the best article in Harvard Business Review for 1997 and helped launch the movement for corporate sustainability. He also co-wrote The Fortune at the Bottom of the Pyramid (with C. K. Prahalad in 2002), which provided the first articulation of how business could profitably serve the needs of the developing world. He has also authored or edited five books including his new book Capitalism at the Crossroads, which was published in 2005. In 1999, Hart was recognized as a Faculty Pioneer by the World Resources Institute for work in integrating environmental and social issues into the management education curriculum. In 2002, he received the Gerald Barrett Faculty Award by the Kenan-Flagler Business School as the faculty member who made the greatest contribution to the MBA program through teaching and service.
David J. Refkin
Time, Inc.
email
David J. Refkin is director of sustainable development at Time Inc., overseeing the company's environmental and sustainable development activities. In particular, he focuses on forestry, including Time Inc.'s Certified Sustainable Forestry Program, recycling, global climate change and on promoting the economic, environmental and social responsibility components of sustainable development throughout the company. He also represents Time Warner as its liaison delegate on the World Business Council for Sustainable Development and is currently Time Inc.'s representative on the Paper Working Group, a group of 20 companies promoting the availability of environmentally preferable paper. Refkin serves on the board of trustees of the H. John Heinz III Center for Science, Economics and the Environment and is also a member of the board of directors of the National Recycling Coalition. Refkin is a CPA, has a BS in accounting from the State University of New York at Albany, an MBA in finance from Iona College, and attended the Strategic Environmental Management Program at New York University.
Amy Davidsen
JPMorgan Chase
email | web site
Amy Davidsen is director of the JPMorgan Chase Office of Environmental Affairs, which was created in 2004 to establish global policies and procedures regarding environmental issues and to increase the company's focus on the environment. The office also guides the firm's use of resources and the management of environmental issues related to global business activities. Davidsen has nearly 20 years of banking experience, most recently as part of Global Philanthropic Services for JPMorgan's Private Bank. Her particular areas of expertise included advising global clients on philanthropic efforts directed toward the environment, micro-credit, human rights and venture philanthropy. Davidsen has held positions auditing the firm's international loan portfolio, managing the banking relationships of domestic financial institutions, and advising not-for-profits, law firms and individual clients on their financial needs. From 1988 to 1990, she was the finance manager of Women's World Banking, an international not-for-profit dedicated to providing women access to credit. Davidsen holds a BA in mathematics from Brown University.
Challenging Behavioral Patterns and Perspectives
Joel E. Cohen
Columbia University
The Earth Institute
School of International and Public Affairs
The Rockefeller University
email | web site | publications
Joel E. Cohen is the professor of populations at the Rockefeller University and Columbia University in New York City and heads the Laboratory of Populations at Rockefeller and Columbia University. His research deals with the demography, ecology, epidemiology and social organization of human and non-human populations and with mathematical concepts applicable to these fields. He has published 12 books and 325 papers. In 1997 he was the first recipient of the Olivia Schieffelin Nordberg Award "for excellence in writing in the population sciences," in recognition of his book, How Many People Can the Earth Support? (1995). His book Comparisons of Stochastic Matrices, with Applications in Information Theory, Statistics, Economics and Population Sciences received the 2000 Gheorghe Lazar Prize of the Romanian Academy. In 2002, he received the Mayor's Award for Excellence in Science and Technology from the City of New York. His most recent book is Forecasting Product Liability Claims: Epidemiology and Modeling in the Manville Asbestos Case (2004). Cohen earned his doctorates in applied mathematics in 1970 and population sciences and tropical public health in 1973 from Harvard University. In 1997 was elected to the U.S. National Academy of Sciences and the following year he shared the Fred L. Soper Prize awarded by the Pan American Health Organization for his work on Chagas' disease. In 1999, Cohen was the co-recipient of the Tyler Prize for Environmental Achievement.
Sir Partha Dasgupta
University of Cambridge
Department of Economics
email | web site | publications
Sir Partha Dasgupta is the Frank Ramsey Professor of Economics and past chairman of the faculty of economics and politics at the University of Cambridge. From 1991 to 1997, Dasgupta was chairman of the scientific board of the Beijer International Institute of Ecological Economics of the Royal Swedish Academy of Sciences and, from 1989 to 1992, professor of economics and philosophy, and director of the Program in Ethics in Society at Stanford University. His research interests have covered welfare and development economics; the economics of technological change; population, environmental, and resource economics; the theory of games; and the economics of under nutrition. Dasgupta is a fellow of St. John's College, a fellow of the Econometric Society, a fellow of the British Academy, foreign honorary member of the American Academy of Arts and Sciences, honorary fellow of the London School of Economics, honorary member of the American Economic Association, member of the Pontifical Academy of Social Sciences, foreign associate of the U.S. National Academy of Sciences, and fellow of the Third World Academy of Sciences. He is a past president of the Royal Economic Society (1998–2001) and the European Economic Association (1999). Dasgupta was named Knight Bachelor by Her Majesty Queen Elizabeth II in 2002 in her Birthday Honours List for services to economics and was co-recipient (with Karl Goran Maler) of the 2002 Volvo Environment Prize. He is a fellow of the Royal Society (elected 2004) and a foreign member of the American Philosophical Society (elected 2005).
Johan Rockström
Stockholm Environment Institute
email | web site | publications
Johan Rockström is associate professor in natural resources management at Stockholm University and executive director of Stockholm Environment Institute (SEI). He has twelve years of research and development work in developing countries, with more than 40 scientific publications in areas of water resource management, agricultural development, environmental management, systems research and resilience research. He has served as regional advisor to the Regional Land Management Unit (RELMA) of Sida, Sweden's development agency. He has contributed to the management and strategic planning of WaterNet, a regional capacity building programme on Integrated Water Resource Management (IWRM) in Southern Africa, as well as 40 higher-learning and research institutions in 12 countries. He is coordinator of several national and regional research and development projects linked to the Global Water Partnership, the Global Dialogue on Water for Food and Environmental Security, and the Resilience Alliance. He serves on the Steering Committee of the Comprehensive Assessment on Water Management in Agriculture, and the African Conservation Tillage Network. He has carried out research activities on agricultural water management and watershed management in several countries in sub-Saharan Africa.
Parker Mitchell
Engineers Without Borders, Canada
email | web site
Parker Mitchell is the co-founder and co-CEO of Engineers Without Borders Canada (EWB), Canada's fastest growing international development organization. Founded in 2000, EWB has sent over 150 volunteers to work between four to 36 months with partner organizations in Africa. Within Canada, EWB has built a network of 17,000 members who are dedicated to helping end global poverty. EWB has won almost a dozen prestigious national and international awards. Mitchell has two bachelor's degrees in engineering and arts from the University of Waterloo, and a master's degree in international development from Cambridge University. Prior to EWB he was a consultant with McKinsey and Company and worked for Magna, an auto-parts manufacturer. Parker was featured by Time as one of Canada's next generation of social leaders, and was a recipient of the "Top 40 Under 40" award. He was a co-founder of Canada25, which seeks to inspire young Canadians to become active in public policy, and is chair of the board of the North York Community House, which helps newcomers to Canada to settle and contribute productively to their new homeland.
Andrew P. Dobson
Princeton University
Department of Ecology and Evolutionary Biology
email | web site | publications
Andrew P. Dobson is a professor in the department of ecology and evolutionary biology at Princeton University. He also holds an adjunct position in the Woodrow Wilson School of Public Policy at Princeton. He also serves as director of undergraduate studies. He is a senior fellow at Butler College and serves on the University Committees on Resources and Athletics and Student Life. He is an associate of the Royal College of Science UK, and a member of several groups, including the Common Room, Wolfson College, Oxford, the British Ecological Society, the British Society for Parasitology, the American Ecological Society, the Society for Natural Resource Modelling, the Society for Conservation Biology, and the Wildlife Disease Association. His research is concerned with the population ecology of infectious diseases and the conservation of endangered and threatened species. Over the last eight years he has studied infectious diseases in a variety of endangered and fragile ecosystems.
Panel Moderators and Panelists
Darcy B. Kelley, PhD
Columbia University
Howard Hughes Medical Institute
email | web site | publications
Darcy Kelley is a professor in the Department of Biological Sciences at Columbia University. She completed her PhD at The Rockefeller University, where she was also a postdoctoral fellow. She co-directed the Neural Systems and Behavior course at the Marine Biological Laboratory in Woods Hole, Massachusetts, and founded Columbia's doctoral program in neurobiology and behavior. She is editor of the Journal of Neurobiology.
Kelley studies the neurobiology of social communication, using the South African clawed frog, Xenopus laevis, and is working to determine how information is transferred from one brain communicate to another. Kelley's honors include several distinguished lectureships, including the Forbes lectureship at the Grass Foundation and the Marine Biological Laboratory, special lecturer at the Society for Neuroscience, and plenary lecturer at the Society for Neuroethology. She is also a two-time recipient of the Jacob Javits Neuroscience Investigator Award.
Albert Fishlow, PhD
Columbia University
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Albert Fishlow is professor of international and public affairs at Columbia University and director of the Center for the Study of Brazil at Columbia since July 2000. He was previously the Paul A. Volcker Senior Fellow for International Economics at the Council of Foreign Relations, and served as professor of economics at the University of California, Berkeley and as dean of international and area studies. He has also been visiting professor at the Yale School of Management, and professor of economics and director of the Center for International & Area Studies at Yale University. He served as Deputy Assistant Secretary of State for Inter-American Affairs from 1975 to 1976, and has been a member of a number of public groups relating to Latin America. In 1999, he was awarded the National Order of the Southern Cross by the government of Brazil. Fishlow's published research has addressed issues in economic history, Brazilian and Latin American development strategy, as well as economic relations between industrialized and developing countries.
David Nissen, PhD
Columbia University
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David Nissen is a Professor of Practice in International and Public Affairs and Director of the Program in International Energy Management and Policy at the Center for Energy, Marine Transportation and Public Policy. Nissen's publications include numerous articles in Econometrica, Review of Economic Studies, Management Science, and various energy journals. He holds a BS from the California Institute of Technology as well as an MA in Statistics and a PhD in Economics, both from the University of California at Berkeley. For 12 years prior to joining the Columbia University School of International and Public Affairs, Nissen managed the Liquefied Natural Gas (LNG) and the gas strategic consulting practice at Poten and Partners Inc., a leading commercial and energy consulting firm. He has held senior positions with Exxon's Corporate Planning Department and Chase Manhattan's Corporate Lending Group. Nissen also served in the U.S. Federal Energy Administration (precursor to the Department of Energy) during the Carter Administration, where he directed the quantitative assessment of the Carter Administration's National Energy Plan.
Roberta G. Balstad, PhD
The Earth Institute at Columbia University
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Roberta Balstad is director of Columbia University's Center for International Earth Science Information Network (CIESIN), principal investigator (PI) and member of the Executive Committee of the Center for Research on Environmental Decisions (CRED), co-PI of the Earth Institute Advance Program, and member of the Executive Committee and Advisory Board of the Cooperative Institute on Climate Applications and Research (CICAR). She recently served as chair of the panel for the Priority Area Assessment of Science and Technology Data of the International Council of Science (ICSU). Currently she is chair of the U.S. National Committee on Data for Science and Technology (CODATA) and co-chair of the Panel on Applications and Societal Benefits of the Natural Resource Council (NRC) decadal study, Earth Sciences and Applications from Space.
Balstad received a PhD from the University of Minnesota and was previously the director of the Division of Social and Economic Sciences at the U.S. National Science Foundation. She is a member of the board of directors of the Open Geospatial Consortium and the OGC Interoperability Institute; treasurer of the Global Spatial Data Infrastructure (GSDI); and member of the NRC Committee on Earth System Science for Decisions about Human Welfare. Balstad also serves as chair of St. Antony's College Trust of Oxford University in North America.
John Rennie
Scientific American
web site
John Rennie joined the staff of Scientific American in 1989 as a member of its Board of Editors, and has been editor-in-chief of the magazine since 1994. His particular interests include evolutionary biology, neuroscience, and the interplay of science, politics, and culture. His writing has appeared in The Economist, The New York Times, and other publications.
Nicholas Kristof
The New York Times
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Nicholas Kristof is an op-ed columnist for The New York Times. He joined the paper 1984 and initially covered economics. Later, he served as a correspondent in Los Angeles and as bureau chief in Hong Kong, Beijing, and Tokyo. He covered the 2000 presidential campaign, worked as associate managing editor at the paper, and was responsible for the Sunday Times.
In 1990 Mr. Kristof and his wife, Sheryl WuDunn, also a Times journalist, won a Pulitzer Prize for their coverage of China's Tiananmen Square democracy movement. He won a second Pulitzer in 2006, for commentary. He has also won other prizes including the George Polk Award, the Overseas Press Club award, the Michael Kelly award, the Online News Association award, and the American Society of Newspaper Editors award. Mr. Kristof and Ms. WuDunn are authors of China Wakes: The Struggle for the Soul of a Rising Power and Thunder from the East: Portrait of a Rising Asia.
Christine Van Lenten
email
Christine Van Lenten is a freelance writer who has written about public policy issues and technical and scientific subjects—many of them in the environmental field—for federal and state agencies, nonprofit organizations, and private sector firms.
Presented by the New York Academy of Sciences and The Earth Institute at Columbia University
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